Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FIRST ALLIED SECURITIES INC.
32444
RICHARD CUBA
1171265
FIRST ALLIED SECURITIES INC.
32444
RICHARD CUBA
1171265
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2010-01-06
D/A
$0.00
No
$0.00
No
AS OF 1/6/2010, ADVANCED EQUITIES, INC., WILL BE PAID $269,781.40 AND FIRST ALLIED SECURITIES, INC., WILL BE PAID $324,091.47, BY THE SELLERS OF THE EQUITY SECURITIES BEING PURCHASED BY AEI WIRELESS, LLC.
2009-12-11
D/A
$0.00
No
$0.00
No
AS OF 12/11/2009, ADVANCED EQUITIES, INC., WILL BE PAID $247,529.34 AND FIRST ALLIED SECURITIES, INC., WILL BE PAID $329,724.54, BY THE SELLERS OF THE EQUITY SECURITIES BEING PURCHASED BY AEI WIRELESS, LLC.
2009-11-23
D/A
$0.00
No
$0.00
No
AS OF 11/23/2009, ADVANCED EQUITIES, INC., WILL BE PAID $186,214.76 AND FIRST ALLIED SECURITIES, INC., WILL BE PAID $262,670.42, BY THE SELLERS OF THE EQUITY SECURITIES BEING PURCHASED BY AEI WIRELESS, LLC.
2009-07-06
D/A
$486,825.00
Yes
$0.00
No