Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

KJM SECURITIES INC.
20277
KOSTA MOUSTAKAS
1171093
KOSTA JOHN MOUSTAKAS
1171093
KJM SECURITIES, INC.
20277
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2019-03-12
D/A
$142,171.00
Yes
$0.00
No
2019-03-12
D/A
$25,950.00
Yes
$0.00
No
2019-03-12
D/A
$142,171.00
Yes
$0.00
No
2017-03-14
D/A
$131,930.00
Yes
$0.00
No
2016-03-14
D/A
$111,646.00
Yes
$0.00
No
2015-05-12
D/A
$0.00
No
$0.00
No
SALES COMMISSIONS ARE PAID AS A PERCENTAGE OF THE MANAGEMENT FEE AND INCENTIVE FEE PAID TO THE INVESTMENT MANAGER AND GENERAL PARTNER. THEY ARE NOT PAID DIRECTLY FROM THE ISSUER.
2014-07-28
D/A
$0.00
No
$0.00
No
SALES COMMISSIONS ARE PAID AS A PERCENTAGE OF THE MANAGEMENT FEE AND INCENTIVE FEE PAID TO THE INVESTMENT MANAGER AND GENERAL PARTNER. THEY ARE NOT PAID DIRECTLY FROM THE ISSUER.
2014-05-14
D/A
$0.00
No
$0.00
No
SALES COMMISSIONS ARE PAID AS A PERCENTAGE OF THE MANAGEMENT FEE AND INCENTIVE FEE PAID TO THE INVESTMENT MANAGER AND GENERAL PARTNER. THEY ARE NOT PAID DIRECTLY FROM THE ISSUER.
2014-05-14
D/A
$0.00
No
$0.00
No
SALES COMMISSIONS ARE PAID AS A PERCENTAGE OF THE MANAGEMENT FEE AND INCENTIVE FEE PAID TO THE INVESTMENT MANAGER AND GENERAL PARTNER. THEY ARE NOT PAID DIRECTLY FROM THE ISSUER.
2013-05-14
D/A
$0.00
No
$0.00
No
2013-05-13
D/A
$0.00
No
$0.00
No