Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
2881
CRAIG MAIN
1170382
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
2881
CRAIG MAIN
1170382
LPL FINANCIAL
6413
CRAIG MAIN
1170382
LPL FINANCIAL
6413
CRAIG MAIN
1170382
VALMARK SECURITIES, INC.
31243
CRAIG C. MAIN
1170382
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2018-02-07
D/A
$0.00
No
$0.00
No
SALES COMP PAID BY INS CO. OUT OF ITS OWN RESOURCES. THE CO. PERIODICALLY DEDUCTS INSURANCE + OTHER CONTRACT CHARGES FROM AMOUNTS ALLOCATED TO THE SEPARATE ACCOUNT-ISSUER IN ACCORDANCE WITH THE TERMS OF THE APPLICABLE VARIABLE LIFE INSURANCE CONTRACT.
2017-05-22
D/A
$1,013,167.00
No
$0.00
No
2017-05-22
D/A
$479,794.00
No
$0.00
No
2016-04-20
D/A
$969,416.00
No
$0.00
No
2016-04-07
D/A
$474,106.00
No
$0.00
No
2015-04-21
D/A
$928,287.00
No
$0.00
No
2015-04-03
D/A
$467,929.00
No
$0.00
No
2014-05-06
D/A
$928,287.00
No
$0.00
No
2014-03-24
D/A
$398,541.00
No
$0.00
No
2013-06-03
D/A
$1,140,206.00
No
$0.00
No
2013-03-25
D/A
$355,930.00
No
$0.00
No
2012-06-04
D/A
$1,111,207.00
No
$0.00
No
2012-04-02
D/A
$299,930.00
No
$0.00
No
2011-06-27
D/A
$765,526.00
No
$0.00
No
2011-04-04
D/A
$243,930.00
No
$0.00
No
2010-05-10
D
$600,992.00
No
$0.00
No
2010-03-15
D/A
$187,930.00
No
$0.00
No
2010-01-15
D/A
$600,992.00
No
$0.00
No
2009-12-29
D
$187,930.00
No
$0.00
No
2009-05-12
D
$553,606.00
No
$0.00
No