Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
CAPSTONE FINANCIAL GROUP, INC.
133591
ROBERT LOUIS TOTARO
1161127
SANDLAPPER SECURITIES, LLC
137906
ROBERT L. TOTARO
1161127
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$3,150,000.00
Yes
$0.00
Yes
THE SALES COMMISSIONS AMOUNT IS BASED ON THE ISSUER-S CURRENT EXPECTATION OF THE HIGHEST SALES COMMISSION RATE IT WILL HAVE TO PAY. SOME SALES ARE BEING HANDLED BY MANAGEMENT WITH NO COMMISSION PAID.
D/A
$1,386,888.00
Yes
$275,636.00
Yes
APPROXIMATELY $133,596 OF THESE FEES, WHICH ARE YET TO BE PAID, ARE SUBJECT TO FUTURE SALES.
