Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

PATRICK CAPITAL MARKETS LLC
16518
CHARLES LEE BRADLEY
1157140
CHARLES LEE BRADLEY
1157140
TERRY CARTER + COMPANY, INC.
16365
NONE
NONE
LEE BRADLEY
1157140
LEE BRADLEY
1157140
CARTER, TERRY + COMPANY, INC.
16365
CARTER, TERRY + COMPANY, INC.
16365
CHARLES LEE BRADLEY
1157140
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2022-01-11
D
$101,987.00
No
$0.00
No
2020-12-02
D
$525,980.00
No
$0.00
No
2020-04-28
D/A
$345,786.00
No
$0.00
No
2020-01-06
D
$345,191.00
No
$0.00
No
2019-12-06
D/A
$78,810.00
No
$0.00
No
MANAGING BROKER DEALER FEES PAID TO PATRICK CAPITAL MARKETS.
2019-12-06
D
$78,810.00
No
$0.00
No
MANAGING BROKER DEALER FEES PAID TO PATRICK CAPITAL MARKETS.
2017-01-13
D
$399,103.00
Yes
$0.00
No