Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

VECTOR SECURITIES INTERNATIONAL LLC
115542
HEALTHIOS INC.
NONE
HEALTHIOS CAPITAL MARKETS LLC
115542
HEALTHIOS CAPITAL MARKETS LLC
115542
NONE
NONE
HEALTHIOS CAPITAL MARKETS LLC
115542
HEALTHIOS CAPITAL MARKETS, LLC
115542
WILLIAM G. SHEARER
1141872
NONE
NONE
HEALTHIOS CAPITAL MARKETS, LLC
115542
NONE
NONE
HEALTHIOS CAPITAL MARKETS, LLC
115542
NONE
NONE
HEALTHIOS CAPITAL MARKETS, LLC
115542
NONE
NONE
HEALTHIOS CAPITAL MARKETS, LLC
115542
VICTOR CULIUC
4985575
HEALTHIS CAPITAL MARKETS, LLC
115542
NONE
NONE
HEALTHIOS CAPITAL MARKETS, LLC
115542
HEALTHIOS CAPITAL MARKETS, LLC
115542
DAVID B. LOUCKS
2593163
W. GREGORY SHEARER
NONE
HEALTHIOS CAPITAL MARKETS, LLC
115542
THIRD500, LLC
115542
FREDERICK REICHENBACH
5844798
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-11-04
D/A
$120,000.00
Yes
$0.00
No
2025-07-08
D/A
$120,000.00
Yes
$0.00
No
2024-10-15
D
$120,000.00
Yes
$0.00
No
2018-09-18
D
$0.00
No
$3,000,000.00
Yes
2018-02-20
D
$0.00
No
$400,000.00
No
2017-11-13
D/A
$600,000.00
No
$0.00
No
2016-09-27
D/A
$0.00
No
$595,000.00
No
2016-07-15
D
$0.00
Yes
$0.00
Yes
THE BROKER-DEALERS LISTED IN ITEM 12 WILL BE PAID A COMMISSION ONLY FOR THOSE NEW INVESTORS THAT PURCHASE SECURITIES AS A RESULT OF THE BROKER-DEALER-S INTRODUCTION. A COMMISSION WILL NOT BE PAID FOR SALES MADE BY THE ISSUER TO EXISTING STOCKHOLDERS.
2016-03-11
D/A
$0.00
No
$0.00
No
NO SALES COMMISSIONS WERE PAID.
2015-07-27
D/A
$25,000.00
No
$0.00
No
2015-02-18
D
$1,250.00
No
$0.00
No
2014-07-10
D
$100,000.00
No
$0.00
No
2014-04-03
D
$1,500,000.00
No
$0.00
No
2013-10-21
D/A
$208,042.00
No
$0.00
No
2012-07-19
D
$467,500.00
No
$0.00
No
PLUS 312,720 SHARES OF SERIES B CONVERTIBLE PREFERRED STOCK
2011-12-29
D
$150,000.00
Yes
$0.00
No