Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FIVE MILE CAPITAL SECURITIES LLC
115514
.
NONE
FIVE MILE CAPITAL SECURITIES LLC
115514
.
NONE
NONE
NONE
FIVE MILE CAPITAL SECURITIES LLC
115514
NONE
NONE
FIVE MILE CAPITAL SECURITIES LLC
115514
FIVE MILE CAPITAL SECURITIES LLC
115514
.
NONE
FIVE MILE CAPITAL SECURITIES LLC
115514
-
NONE
NONE
NONE
FIVE MILE CAPITAL SECURITIES LLC
115514
NONE
NONE
FIVE MILE CAPITAL SECURITIES LLC
115514
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2015-12-08
D
$450,000.00
Yes
$0.00
No
2015-07-29
D
$300,000.00
Yes
$0.00
No
2014-09-04
D
$0.00
No
$0.00
No
2014-04-15
D
$0.00
Yes
$0.00
No
2013-09-30
D
$0.00
Yes
$0.00
No
2013-04-19
D
$100,000.00
Yes
$0.00
No
2012-02-27
D
$0.00
No
$0.00
No
2012-01-12
D/A
$1,000,000.00
Yes
$0.00
No