Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

THE COURTNEY GROUP, LLC
114904
SEAN MCCLOSKEY
2912076
NONE
NONE
THE COURTNEY GROUP, LLC
114904
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-07-22
D/A
$2,000,000.00
Yes
$0.00
No
NO SOLICITATION NOR COMMISSION HAS BEEN, NOR WILL BE, PAID TO THE BROKER-DEALER IN ANY STATE WHERE NOT REGISTERED AND NOT LISTED IN ITEM 12.
2025-07-22
D/A
$2,000,000.00
Yes
$0.00
No
NO SOLICITATION NOR COMMISSION HAS BEEN, NOR WILL BE, PAID TO THE BROKER-DEALER IN ANY STATE WHERE NOT REGISTERED AND NOT LISTED IN ITEM 12.
2025-04-07
D/A
$2,000,000.00
Yes
$0.00
No
NO SALES HAVE BEEN MADE AS OF THE DATE OF FILING.
2025-04-07
D/A
$2,000,000.00
Yes
$0.00
No
NO SALES HAVE BEEN MADE AS OF THE DATE OF FILING.
2012-10-19
D
$858,000.00
Yes
$0.00
No