Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

SANDERS MORRIS HARRIS INC.
20580
DALE E. WRIGHT
1142615
CAMBRIDGE INVESTMENT RESEARCH, INC.
39543
DALE E. WRIGHT
1142615
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2013-01-09
D/A
$1,839,124.00
No
$0.00
No
2012-12-11
D/A
$4,241,750.00
Yes
$0.00
No
BASED ON A MAXIMUM OFFERING OF $44,650,000
2010-03-03
D/A
$3,250,000.00
Yes
$0.00
No
BASED ON MAXIMUM OFFERING AMOUNT