Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
BUTLER CAPITAL INVESTMENTS, LLC
114242
BUTLER CAPITAL INVESTMENTS, LLC
114242
BUTLER CAPITAL INVESTMENTS, LLC
114242
BUTLER CAPITAL INVESTMENTS, LLC
114242
NONE
NONE
BUTLER CAPITAL INVESTMENTS, LLC
114242
NONE
NONE
BUTLER CAPITAL INVESTMENTS, LLC
114242
NONE
NONE
BUTLER CAPITAL INVESTMENTS, LLC
114242
NONE
NONE
BUTLER CAPITAL INVESTMENTS, LLC
114242
NONE
NONE
BULTER CAPITAL INVESTMENTS, LLC
114242
BUTLER CAPITAL INVESTMENTS, LLC
114242
BUTLER CAPITAL INVESTMENTS, LLC
114242
NONE
NONE
BUTLER CAPITAL INVESTMENTS, LLC
114242
BUTLER CAPITAL INVESTMENTS, LLC
114242
BUTLER CAPITAL INVESTMENTS, LLC
114242
BUTLER CAPITAL INVESTMENTS, LLC
114242
MICAH JACOBS
5642686
BUTLER CAPITAL INVESTMENTS, LLC
114242
SCOTT PATERSON
1084084
BUTLER CAPITAL INVESTMENTS, LLC
114242
SAMUEL CARROLL
3175767
BUTLER CAPITAL INVESTMENTS, LLC
114242
STERLING STOUDEMIRE
726170
BUTLER CAPITAL INVESTMENTS, LLC
114242
JOHN BLAIR
22831
BUTLER CAPITAL INVESTMENTS, LLC
114242
RALPH BUTLER, JR.
1049661
BUTLER CAPITAL INVESTMENTS, LLC
114242
DOUGLASS BERMINGHAM
862740
BUTLER CAPITAL INVESTMENTS, LLC
114242
JOHN MORLEY
5408612
NONE
NONE
BULTER CAPITAL INVESTMENTS, LLC
114242
BUTLER CAPITAL INVESTMENTS, LLC
114242
N/A
NONE
NONE
NONE
BUTLER CAPITAL INVESTMENTS LLC
114242
NONE
NONE
BUTLER CAPITAL INVESTMENTS LLC
114242
NONE
NONE
NORTH CREEK BUTLER
114242
BUTLER CAPITAL PARTNERS
114242
OVER 5
NONE
BUTLER CAPITAL PARTNERS
114242
MORE THAN 5
NONE
BUTLER CAPITAL PARTNERS
114242
MORE THAN 5
5
NONE
NONE
NORTH CREEK BUTLER
114242
NONE
NONE
NORTH CREEK BUTLER
114242
BUTLER CAPITAL PARTNERS
114242
OVER 5
NONE
NONE
NONE
BUTLER CAPITAL PARTNERS
114242
BUTLER CAPITAL PARTNERS
114242
MORE THAN 5
NONE
NONE
NONE
NORTH CREEK BUTLER
114242
NONE
NONE
BUTLER CAPITAL INVESTMENTS, LLC
114242
NONE
NONE
BUTLER CAPITAL PARTNERS
114242
BUTLER CAPITAL PARTNERS
114242
MORE THAN 5
NONE
BUTLER CAPITAL INVESTMENTS, LLC
114242
OVER 5
NONE
NONE
NONE
BUTLER CAPITAL INVESTMENTS, LLC
114242
BUTLER CAPITAL PARTNERS
114242
MORE THAN 5
NONE
NONE
NONE
NORTH CREEK BUTLER
114242
NONE
NONE
NORTH CREEK BUTLER
114242
NONE
NONE
BUTLER CAPITAL PARTNERS
114242
BUTLER CAPITAL INVESTMENTS, LLC, DBA BUTLER CAPITAL PARTNERS
114242
BUTLER CAPITAL INVESTMENTS, LLC, DBA BUTLER CAPITAL PARTNERS
114242
NONE
NONE
BUTLER CAPITAL PARTNERS
114242
NONE
NONE
BUTLER CAPITAL PARTNERS
114242
NONE
NONE
BUTLER CAPITAL INVESTMENTS, LLC
114242
NONE
NONE
BUTLER CAPITAL INVESTMENTS, LLC
114242
NONE
NONE
BUTLER CAPITAL PARTNERS
114242
NONE
NONE
BUTLER CAPITAL PARTNERS, LP
114242
BUTLER CAPITAL PARTNERS
114242
OVER 5
NONE
BUTLER CAPITAL PARTNERS
114242
MORE THAN 5
NONE
NONE
NONE
BUTLER CAPITAL PARTNERS
114242
BUTLER CAPITAL INVESTMENTS, LLC
114242
NOT APPLICABLE
NONE
NONE
114242
BUTLER CAPITAL PARTNERS
NONE
NONE
114242
BUTLER CAPITAL PARTNERS
NONE
BUTLER CAPITAL PARTNERS
114242
JEFFREY C. SMITH
1716938
BUTLER CAPITAL PARTNERS
114242
JEFFREY C. SMITH
1716938
NONE
NONE
BUTLER CAPITAL INVESTMENTS, LLC
114242
NONE
NONE
BUTLER CAPITAL PARTNERS
114242
BUTLER CAPITAL INVESTMENTS
114242
CHRIS HEALY
NONE
BUTLER CAPITAL INVESTMENTS, LLC D/B/A BUTLER CAPITAL PARTNERS
114242
N/A
NONE
NONE
NONE
BUTLER CAPITAL PARTNERS
114242
BUTLER CAPITAL PARTNERS
114242
JOHN LOVISOLO
2269321
BUTLER CAPITAL PARTNERS
114242
BRIAN BEH
15000962
BUTLER CAPITAL PARTNERS
114242
BRIAN BEH
1500962
BRIAN BEH
1500962
BUTLER CAPITAL INVESTMENTS, LLC
114242
NONE
NONE
BUTLER CAPITAL INVESTMENTS D.B.A. BUTLER CAPITAL PARTNERS
114242
BUTLER CAPITAL INVESTMENTS
114242
RICHARD P. MILLER-JONES
2396256
NONE
NONE
BUTLER CAPITAL PARTNERS
114242
BUTLER CAPITAL PARTNERS
114242
OVER 5
NONE
BRIAN BEH
1500962
BUTLER CAPITAL INVESTMENTS, LLC
114242
NONE
NONE
BUTLER CAPITAL INVESTMENTS, LLC
114242
BUTLER CAPITAL INVESTMENTS, LLC
114242
BUTLER CAPITAL INVESTMENTS, LLC
114242
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$0.00
Yes
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE A PERCENTAGE OF THE MANAGEMENT FEES AND INCENTIVE ALLOCATIONS PAYABLE TO THE GENERAL PARTNER AND INVESTMENT MANAGER.
D/A
$171,840.00
Yes
$0.00
No
FULL AMOUNT OF THE SALES COMMISSION REFLECTED ABOVE PAID TO CHRIS HEALY/BUTLER CAPITAL INVESTMENTS.
D/A
$0.00
No
$0.00
No
REPRESENTS TOTAL FEES PAID THIS YEAR TO BUTLER CAPITAL INVESTMENTS, LLC. BUTLER NO LONGER SOLICITS SALES OF SECURITIES ON BEHALF OF THE ISSUER.
D/A
$0.00
No
$0.00
No
BUTLER CAPITAL PARTNERS IS ENTITLED TO RECEIVE MARKETING FEES EQUAL TO A PERCENTAGE OF THE ADVISORY FEES EARNED FROM THOSE INVESTORS IT HAS INTRODUCED TO THE FUND. TO DATE, SUCH FEES TOTAL APPROXIMATELY $17,540.
D/A
$3,975,325.00
No
$0.00
No
SALES COMMISSIONS DESCRIBED HEREIN REFLECT THE AGGREGATE AMOUNTS PAYABLE WITH RESPECT TO THE ISSUER AND THE AFFILIATED FUNDS IN THE OFFERING.
D/A
$3,400,000.00
Yes
$0.00
No
ESTIMATED SALES COMMISSIONS DESCRIBED HEREIN REFLECT THE AGGREGATE AMOUNTS PAYABLE WITH RESPECT TO THE ISSUER AND THE AFFILIATED FUNDS IN THE OFFERING.
D/A
$2,900,000.00
Yes
$0.00
No
ESTIMATED SALES COMMISSIONS DESCRIBED HEREIN REFLECT THE AGGREGATE AMOUNTS PAYABLE WITH RESPECT TO THE ISSUER AND THE AFFILIATED FUNDS IN THE OFFERING.
D/A
$0.00
Yes
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE A PERCENTAGE OF THE MANAGEMENT FEES AND INCENTIVE ALLOCATIONS PAYABLE TO THE GENERAL PARTNER AND INVESTMENT MANAGER.
D/A
$171,840.00
Yes
$0.00
No
FULL AMOUNT OF THE SALES COMMISSION REFLECTED ABOVE PAID TO CHRIS HEALY/BUTLER CAPITAL INVESTMENTS.
D/A
$0.00
No
$0.00
No
REPRESENTS TOTAL FEES PAID THIS YEAR TO BUTLER CAPITAL INVESTMENTS, LLC. BUTLER NO LONGER SOLICITS SALES OF SECURITIES ON BEHALF OF THE ISSUER.
D/A
$0.00
No
$0.00
No
BUTLER CAPITAL PARTNERS IS ENTITLED TO RECEIVE MARKETING FEES EQUAL TO A PERCENTAGE OF THE ADVISORY FEES EARNED FROM THOSE INVESTORS IT HAS INTRODUCED TO THE FUND. TO DATE, SUCH FEES TOTAL APPROXIMATELY $17,540.
D/A
$2,200,000.00
Yes
$0.00
No
ESTIMATED SALES COMMISSIONS DESCRIBED HEREIN REFLECT THE AGGREGATE AMOUNTS PAYABLE WITH RESPECT TO THE ISSUER AND THE AFFILIATED FUNDS IN THE OFFERING.
D/A
$0.00
Yes
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE A PERCENTAGE OF THE MANAGEMENT FEES AND INCENTIVE ALLOCATIONS PAYABLE TO THE GENERAL PARTNER AND INVESTMENT MANAGER.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT[S] LISTED IN ITEM 12 IS [ARE] PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE [INVESTMENT MANAGER/GENERAL PARTNER] (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$162,465.00
Yes
$0.00
No
FULL AMOUNT OF THE SALES COMMISSION REFLECTED ABOVE PAID TO CHRIS HEALY/BUTLER CAPITAL INVESTMENTS.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
No
$0.00
No
REPRESENTS TOTAL FEES PAID THIS YEAR TO BUTLER CAPITAL INVESTMENTS, LLC. BUTLER NO LONGER SOLICITS SALES OF SECURITIES ON BEHALF OF THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
No
$0.00
No
BUTLER CAPITAL PARTNERS IS ENTITLED TO RECEIVE MARKETING FEES EQUAL TO A PERCENTAGE OF THE ADVISORY FEES EARNED FROM THOSE INVESTORS IT HAS INTRODUCED TO THE FUND. TO DATE, SUCH FEES TOTAL APPROXIMATELY $17,540.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$80,000.00
Yes
$0.00
No
REPRESENTS CERTAIN RETAINER FEES PAID IN 2021 AND 2022. BUTLER CAPITAL IS ALSO ENTITLED TO RECEIVE 5% OF PROCEEDS FROM SPECIFIED INVESTORS.
D/A
$434,289.00
No
$11,000.00
Yes
ESTIMATE REPRESENTS FEES PAID TO DATE. FINDERS RECEIVE A PORTION OF FEES PAID TO THE GENERAL PARTNER AND ITS AFFILIATES. BUTLER CAPITAL INVESTMENTS, LLC IS NO LONGER SERVING AS A PLACEMENT AGENT AS OF JANUARY 1, 2012.
D/A
$142,965.00
Yes
$0.00
No
FULL AMOUNT OF THE SALES COMMISSION REFLECTED ABOVE PAID TO CHRIS HEALY/BUTLER CAPITAL INVESTMENTS.
D/A
$0.00
Yes
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE A PERCENTAGE OF THE MANAGEMENT FEES AND INCENTIVE ALLOCATIONS PAYABLE TO THE GENERAL PARTNER AND INVESTMENT MANAGER.
D/A
$0.00
No
$0.00
No
REPRESENTS TOTAL FEES PAID THIS YEAR TO BUTLER CAPITAL INVESTMENTS, LLC. BUTLER NO LONGER SOLICITS SALES OF SECURITIES ON BEHALF OF THE ISSUER.
D
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
No
THE PERSONS LISTED IN ITEM 12 MAY RECEIVE (OR HAVE RECEIVED) A PERCENTAGE OF THE MANAGEMENT FEE PAYABLE TO PRYTANIA INVESTMENT ADVISORS LLP, THE INVESTMENT MANAGER OF THE ISSUER.
D/A
$0.00
Yes
$0.00
No
THE FIRMS LISTED IN ITEM 12 RECEIVE (OR HAVE RECEIVED) COMPENSATION FOR THEIR SERVICES.
D/A
$0.00
No
$0.00
No
BUTLER CAPITAL PARTNERS IS ENTITLED TO RECEIVE MARKETING FEES EQUAL TO A PERCENTAGE OF THE ADVISORY FEES EARNED FROM THOSE INVESTORS IT HAS INTRODUCED TO THE FUND. TO DATE, SUCH FEES TOTAL APPROXIMATELY $17,540.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$80,000.00
Yes
$0.00
No
REPRESENTS CERTAIN RETAINER FEES PAID IN 2021 AND 2022. BUTLER CAPITAL IS ALSO ENTITLED TO RECEIVE 5% OF PROCEEDS FROM SPECIFIED INVESTORS.
D/A
$0.00
No
$11,000.00
Yes
ESTIMATE REPRESENTS FEES PAID TO DATE. FINDERS RECEIVE A PORTION OF FEES PAID TO THE GENERAL PARTNER AND ITS AFFILIATES. BUTLER CAPITAL INVESTMENTS, LLC IS NO LONGER SERVING AS A PLACEMENT AGENT AS OF JANUARY 1, 2012.
D/A
$0.00
Yes
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE A PERCENTAGE OF THE MANAGEMENT FEES AND INCENTIVE ALLOCATIONS PAYABLE TO THE GENERAL PARTNER AND INVESTMENT MANAGER.
D/A
$0.00
No
$0.00
No
REPRESENTS TOTAL FEES PAID THIS YEAR TO BUTLER CAPITAL INVESTMENTS, LLC. BUTLER NO LONGER SOLICITS SALES OF SECURITIES ON BEHALF OF THE ISSUER.
D/A
$0.00
No
$0.00
No
BUTLER CAPITAL PARTNERS IS ENTITLED TO RECEIVE MARKETING FEES EQUAL TO A PERCENTAGE OF THE ADVISORY FEES EARNED FROM THOSE INVESTORS IT HAS INTRODUCED TO THE FUND. TO DATE, SUCH FEES TOTAL APPROXIMATELY $17,540.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$70,000.00
Yes
$0.00
No
REPRESENTS EST. MONTHLY FEES FOR 2021. BUTLER CAPITAL IS ENTITLED TO RECEIVE $10,000/MONTH DURING ENGAGEMENT PLUS 5% OF PROCEEDS FROM SPECIFIED INVESTORS.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
No
$11,000.00
Yes
ESTIMATE REPRESENTS FEES PAID TO DATE. FINDERS RECEIVE A PORTION OF FEES PAID TO THE GENERAL PARTNER AND ITS AFFILIATES. BUTLER CAPITAL INVESTMENTS, LLC IS NO LONGER SERVING AS A PLACEMENT AGENT AS OF JANUARY 1, 2012.
D/A
$0.00
Yes
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE A PERCENTAGE OF THE MANAGEMENT FEES AND INCENTIVE ALLOCATIONS PAYABLE TO THE GENERAL PARTNER AND INVESTMENT MANAGER.
D/A
$0.00
No
$0.00
No
REPRESENTS TOTAL FEES PAID THIS YEAR TO BUTLER CAPITAL INVESTMENTS, LLC. BUTLER NO LONGER SOLICITS SALES OF SECURITIES ON BEHALF OF THE ISSUER.
D/A
$0.00
No
$0.00
No
BUTLER CAPITAL PARTNERS IS ENTITLED TO RECEIVE MARKETING FEES EQUAL TO A PERCENTAGE OF THE ADVISORY FEES EARNED FROM THOSE INVESTORS IT HAS INTRODUCED TO THE FUND. TO DATE, SUCH FEES TOTAL APPROXIMATELY $17,540.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
No
$11,000.00
No
ESTIMATE REPRESENTS FEES PAID TO DATE. FINDERS RECEIVE A PORTION OF FEES PAID TO THE GENERAL PARTNER AND ITS AFFILIATES. BUTLER CAPITAL INVESTMENTS, LLC IS NO LONGER SERVING AS A PLACEMENT AGENT AS OF JANUARY 1, 2012.
D/A
$7,274,814.00
Yes
$0.00
No
ESTIMATE IS BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL, SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, OR WHICHEVER IS SHORTER.
D/A
$0.00
Yes
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE A PERCENTAGE OF THE MANAGEMENT FEES AND INCENTIVE ALLOCATIONS PAYABLE TO THE GENERAL PARTNER AND INVESTMENT MANAGER.
D/A
$0.00
No
$0.00
No
REPRESENTS TOTAL FEES PAID THIS YEAR TO BUTLER CAPITAL INVESTMENTS, LLC. BUTLER NO LONGER SOLICITS SALES OF SECURITIES ON BEHALF OF THE ISSUER. HOWEVER, ADDITIONAL INCENTIVE FEES MAY BE PAYABLE TO BUTLER.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY IN 12 WAS PAID COMPENSATION EQUAL TO A PERCENTAGE OF FEES/ALLOCATIONS PAID TO THE GENERAL PARTNER (OR AFFILIATE) FROM ASSETS UNDER MANAGEMENT AND/OR NET PROFITS OF THE ISSUER IN RETURN FOR OPERATIONAL SUPPORT, INCLUDING MARKETING ACTIVITIES.
D/A
$0.00
No
$11,000.00
Yes
ESTIMATE REPRESENTS FEES PAID TO DATE. FINDERS RECEIVE A PORTION OF FEES PAID TO THE GENERAL PARTNER AND ITS AFFILIATES. BUTLER CAPITAL INVESTMENTS, LLC IS NO LONGER SERVING AS A PLACEMENT AGENT AS OF JANUARY 1, 2012.
D/A
$15,300,000.00
Yes
$0.00
No
THE AMOUNT OF THE SALES COMMISSIONS IS ESTIMATED FOR THE ISSUER AND ITS PARALLEL VEHICLES AND REPRESENTS AN ESTIMATE OF THE TOTAL FEES TO BE PAID TO THE ENTITIES LISTED IN ITEM 12 ABOVE.
D/A
$15,300,000.00
Yes
$0.00
No
THE AMOUNT OF THE SALES COMMISSIONS IS ESTIMATED FOR THE ISSUER AND ITS PARALLEL VEHICLES AND REPRESENTS AN ESTIMATE OF THE TOTAL FEES TO BE PAID TO THE ENTITIES LISTED IN ITEM 12 ABOVE.
D/A
$15,300,000.00
Yes
$0.00
No
THE AMOUNT OF THE SALES COMMISSIONS IS ESTIMATED FOR THE ISSUER AND ITS PARALLEL VEHICLES AND REPRESENTS AN ESTIMATE OF THE TOTAL FEES TO BE PAID TO THE ENTITIES LISTED IN ITEM 12 ABOVE.
D/A
$0.00
No
$0.00
No
BUTLER CAPITAL PARTNERS IS ENTITLED TO RECEIVE MARKETING FEES EQUAL TO A PERCENTAGE OF THE ADVISORY FEES EARNED FROM THOSE INVESTORS IT HAS INTRODUCED TO THE FUND. TO DATE, SUCH FEES TOTAL APPROXIMATELY $17,540.
D/A
$0.00
No
$0.00
No
BUTLER CAPITAL PARTNERS IS ENTITLED TO RECEIVE MARKETING FEES EQUAL TO A PERCENTAGE OF THE ADVISORY FEES EARNED FROM THOSE INVESTORS IT HAS INTRODUCED TO THE FUND. NO SUCH FEES HAVE BEEN EARNED TO DATE.
D/A
$7,274,814.00
Yes
$0.00
No
ESTIMATE IS BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL, SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, OR WHICHEVER IS SHORTER.
D
$22,500,000.00
Yes
$0.00
No
THE AMOUNT OF THE SALES COMMISSIONS IS ESTIMATED FOR THE ISSUER AND ITS PARALLEL VEHICLES AND REPRESENTS AN ESTIMATE OF THE TOTAL FEES TO BE PAID TO THE ENTITIES LISTED IN ITEM 12 ABOVE.
D/A
$22,500,000.00
Yes
$0.00
No
THE AMOUNT OF THE SALES COMMISSIONS IS ESTIMATED FOR THE ISSUER AND ITS PARALLEL VEHICLES AND REPRESENTS AN ESTIMATE OF THE TOTAL FEES TO BE PAID TO THE ENTITIES LISTED IN ITEM 12 ABOVE.
D/A
$22,500,000.00
Yes
$0.00
No
THE AMOUNT OF THE SALES COMMISSIONS IS ESTIMATED FOR THE ISSUER AND ITS PARALLEL VEHICLES AND REPRESENTS AN ESTIMATE OF THE TOTAL FEES TO BE PAID TO THE ENTITIES LISTED IN ITEM 12 ABOVE.
D/A
$0.00
Yes
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE A PERCENTAGE OF THE MANAGEMENT FEES AND INCENTIVE ALLOCATIONS PAYABLE TO THE GENERAL PARTNER AND INVESTMENT MANAGER.
D/A
$0.00
No
$0.00
No
REPRESENTS TOTAL FEES PAID THIS YEAR TO BUTLER CAPITAL INVESTMENTS, LLC. BUTLER NO LONGER SOLICITS SALES OF SECURITIES ON BEHALF OF THE ISSUER. HOWEVER, ADDITIONAL INCENTIVE FEES MAY BE PAYABLE TO BUTLER.
D/A
$0.00
No
$0.00
No
REPRESENTS TOTAL FEES PAID THIS YEAR TO BUTLER CAPITAL INVESTMENTS, LLC. BUTLER NO LONGER SOLICITS SALES OF SECURITIES ON BEHALF OF THE ISSUER. HOWEVER, ADDITIONAL INCENTIVE FEES MAY BE PAYABLE TO BUTLER.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$162,500.00
No
$0.00
No
AMOUNT PAID WILL BE GENERALLY BASED ON A PERCENTAGE OF SUBSCRIPTIONS FROM REFERRED LIMITED PARTNERS.
D/A
$811,683.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
D/A
$133,287.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMD OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
D/A
$22,500,000.00
Yes
$0.00
No
THE AMOUNT OF THE SALES COMMISSIONS IS ESTIMATED FOR THE ISSUER AND ITS PARALLEL VEHICLES AND REPRESENTS AN ESTIMATE OF THE TOTAL FEES TO BE PAID TO THE ENTITIES LISTED IN ITEM 12 ABOVE.
D/A
$22,500,000.00
Yes
$0.00
No
THE AMOUNT OF THE SALES COMMISSIONS IS ESTIMATED FOR THE ISSUER AND ITS PARALLEL VEHICLES AND REPRESENTS AN ESTIMATE OF THE TOTAL FEES TO BE PAID TO THE ENTITIES LISTED IN ITEM 12 ABOVE.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY IN 12 WAS PAID COMPENSATION EQUAL TO A PERCENTAGE OF FEES/ALLOCATIONS PAID TO THE GENERAL PARTNER (OR AFFILIATE) FROM ASSETS UNDER MANAGEMENT AND/OR NET PROFITS OF THE ISSUER IN RETURN FOR OPERATIONAL SUPPORT, INCLUDING MARKETING ACTIVITIES.
D/A
$0.00
No
$11,000.00
Yes
ESTIMATE REPRESENTS FEES PAID TO DATE. FINDERS RECEIVE A PORTION OF FEES PAID TO THE GENERAL PARTNER AND ITS AFFILIATES. BUTLER CAPITAL INVESTMENTS, LLC IS NO LONGER SERVING AS A PLACEMENT AGENT AS OF JANUARY 1, 2012.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$7,274,814.00
Yes
$0.00
No
ESTIMATE IS BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL, SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, OR WHICHEVER IS SHORTER.
D/A
$0.00
Yes
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE A PERCENTAGE OF THE MANAGEMENT FEES AND INCENTIVE ALLOCATIONS PAYABLE TO THE GENERAL PARTNER AND INVESTMENT MANAGER.
D/A
$0.00
No
$3,600.00
Yes
REPRESENTS TOTAL FEES PAID THIS YEAR TO BUTLER CAPITAL INVESTMENTS, LLC, A BROKER-DEALER, FOR INVESTMENTS IN THE ISSUER IT HAS RAISED. ADDITIONAL INCENTIVE FEES MAY BE PAYABLE TO BUTLER. FEES ARE PAID BY THE ISSUER-S INVESTMENT MANAGER, NOT THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
No
$3,600.00
Yes
REPRESENTS TOTAL FEES PAID THIS YEAR TO BUTLER CAPITAL INVESTMENTS, LLC, A BROKER-DEALER, FOR INVESTMENTS IN THE ISSUER IT HAS RAISED. ADDITIONAL INCENTIVE FEES MAY BE PAYABLE TO BUTLER. FEES ARE PAID BY THE ISSUER-S INVESTMENT MANAGER, NOT THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$57,000.00
No
$0.00
No
AMOUNT PAID WILL BE GENERALLY BASED ON A PERCENTAGE OF SUBSCRIPTIONS FROM REFERRED LIMITED PARTNERS.
D/A
$133,287.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMD OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
D/A
$811,683.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY IN 12 WAS PAID COMPENSATION EQUAL TO A PERCENTAGE OF FEES/ALLOCATIONS PAID TO THE GENERAL PARTNER (OR AFFILIATE) FROM ASSETS UNDER MANAGEMENT AND/OR NET PROFITS OF THE ISSUER IN RETURN FOR OPERATIONAL SUPPORT, INCLUDING MARKETING ACTIVITIES.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY IN 12 WAS PAID COMPENSATION EQUAL TO A PERCENTAGE OF FEES/ALLOCATIONS PAID TO THE GENERAL PARTNER (OR AFFILIATE) FROM ASSETS UNDER MANAGEMENT AND/OR NET PROFITS OF THE ISSUER IN RETURN FOR OPERATIONAL SUPPORT, INCLUDING MARKETING ACTIVITIES.
D
$120,000.00
Yes
$0.00
No
THE AMOUNT ABOVE IS BUTLER CAPITAL PARTNERS- RETAINER. ON A GOING FORWARD BASIS, ACCRUED FEES WILL BE CREDITED AGAINST THE RETAINER. AS OF THE DATE OF THIS FILING, $70,000 HAS BEEN PAID TOWARD THE RETAINER.
D/A
$0.00
No
$11,000.00
Yes
ESTIMATE REPRESENTS FEES PAID TO DATE. FINDERS RECEIVE A PORTION OF FEES PAID TO THE GENERAL PARTNER AND ITS AFFILIATES. BUTLER CAPITAL INVESTMENTS, LLC IS NO LONGER SERVING AS A PLACEMENT AGENT AS OF JANUARY 1, 2012.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$7,274,814.00
Yes
$0.00
No
ESTIMATE IS BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL, SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, OR WHICHEVER IS SHORTER.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
No
$210,000.00
Yes
REPRESENTS TOTAL FEES PAID THIS YEAR TO BUTLER CAPITAL INVESTMENTS, LLC, A BROKER-DEALER, FOR INVESTMENTS IN THE ISSUER IT HAS RAISED. ADDITIONAL INCENTIVE FEES MAY BE PAYABLE TO BUTLER. FEES ARE PAID BY THE ISSUER-S INVESTMENT MANAGER, NOT THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES LISTED IN ITEM 12 MAY BE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES/INDIVIDUALS LISTED IN ITEM 12 ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$811,683.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
D/A
$133,287.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMD OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
D/A
$182,084.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY IN 12 WAS PAID COMPENSATION EQUAL TO A PERCENTAGE OF FEES/ALLOCATIONS PAID TO THE GENERAL PARTNER (OR AFFILIATE) FROM ASSETS UNDER MANAGEMENT AND/OR NET PROFITS OF THE ISSUER IN RETURN FOR OPERATIONAL SUPPORT, INCLUDING MARKETING ACTIVITIES.
D/A
$0.00
No
$11,000.00
Yes
ESTIMATE REPRESENTS FEES PAID TO DATE. FINDERS RECEIVE A PORTION OF FEES PAID TO THE GENERAL PARTNER AND ITS AFFILIATES. BUTLER CAPITAL INVESTMENTS, LLC IS NO LONGER SERVING AS A PLACEMENT AGENT AS OF JANUARY 1, 2012.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$7,274,814.00
Yes
$0.00
No
ESTIMATE IS BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL, SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, OR WHICHEVER IS SHORTER.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES LISTED IN ITEM 12 MAY BE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES/INDIVIDUALS LISTED IN ITEM 12 ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
No
$280,000.00
Yes
REPRESENTS TOTAL FEES TO DATE PAID TO BUTLER CAPITAL INVESTMENTS, LLC, A BROKER-DEALER, FOR INVESTMENTS IN THE ISSUER IT HAS RAISED. ADDITIONAL INCENTIVE FEES MAY BE PAYABLE TO BUTLER. FEES ARE PAID BY THE ISSUER-S INVESTMENT MANAGER, NOT THE ISSUER.
D/A
$133,287.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMD OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
D/A
$182,084.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
D/A
$811,683.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY IN 12 IS PAID COMPENSATION EQUAL TO A PERCENTAGE OF FEES/ALLOCATIONS PAID TO THE GENERAL PARTNER (OR AFFILIATE) FROM ASSETS UNDER MANAGEMENT AND/OR NET PROFITS OF THE ISSUER IN RETURN FOR OPERATIONAL SUPPORT, INCL. CERTAIN MARKETING ACTIVITIES.
D/A
$0.00
No
$11,000.00
Yes
ESTIMATE REPRESENTS FEES PAID TO DATE. FINDERS RECEIVE A PORTION OF FEES PAID TO THE GENERAL PARTNER AND ITS AFFILIATES. BUTLER CAPITAL INVESTMENTS, LLC IS NO LONGER SERVING AS A PLACEMENT AGENT AS OF JANUARY 1, 2012.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT ADVISER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT ADVISER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$7,274,814.00
Yes
$0.00
No
ESTIMATE IS BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL, SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, OR WHICHEVER IS SHORTER.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
No
$298,309.00
Yes
REPRESENTS TOTAL FEES TO DATE PAID TO BUTLER CAPITAL INVESTMENTS, LLC, A BROKER-DEALER, FOR INVESTMENTS IN THE ISSUER IT HAS RAISED. ADDITIONAL INCENTIVE FEES MAY BE PAYABLE TO BUTLER. FEES ARE PAID BY THE ISSUER-S INVESTMENT MANAGER, NOT THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES LISTED IN ITEM 12 MAY BE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES/INDIVIDUALS LISTED IN ITEM 12 ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$133,287.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMD OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
D/A
$182,084.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
D/A
$811,683.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY IN 12 IS PAID COMPENSATION EQUAL TO A PERCENTAGE OF FEES/ALLOCATIONS PAID TO THE GENERAL PARTNER (OR AFFILIATE) FROM ASSETS UNDER MANAGEMENT AND/OR NET PROFITS OF THE ISSUER IN RETURN FOR OPERATIONAL SUPPORT, INCL. CERTAIN MARKETING ACTIVITIES.
D/A
$0.00
No
$11,000.00
Yes
ESTIMATE REPRESENTS FEES PAID TO DATE. FINDERS RECEIVE A PORTION OF FEES PAID TO THE GENERAL PARTNER AND ITS AFFILIATES. BUTLER CAPITAL INVESTMENTS, LLC IS NO LONGER SERVING AS A PLACEMENT AGENT AS OF JANUARY 1, 2012.
D/A
$0.00
Yes
$0.00
Yes
THE INDIVIDUAL LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE INDIVIDUAL LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION
D/A
$7,274,814.00
Yes
$0.00
No
ESTIMATE IS BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL, SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, OR WHICHEVER IS SHORTER.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
No
$5,718.00
Yes
THE ESTIMATE IS FOR ANNUAL BASE FEES PAID TO BUTLER CAPITAL INVESTMENTS, LLC, A BROKER-DEALER, FOR INVESTMENTS IN THE ISSUER IT RAISES. ADDITIONAL INCENTIVE FEES WILL BE PAYABLE TO BUTLER. FEES ARE PAID BY THE ISSUER-S INVESTMENT MANAGER, NOT THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D
$2,000,000.00
Yes
$0.00
No
THE SALES COMMISSION IS BASED ON THE TOTAL OFFERING AMOUNT OF $100,000,000.
D/A
$110,784.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMD OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
D/A
$182,084.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
D/A
$786,683.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY IN 12 IS PAID COMPENSATION EQUAL TO A PERCENTAGE OF FEES/ALLOCATIONS PAID TO THE GENERAL PARTNER (OR AFFILIATE) FROM ASSETS UNDER MANAGEMENT AND/OR NET PROFITS OF THE ISSUER IN RETURN FOR OPERATIONAL SUPPORT, INCL. CERTAIN MARKETING ACTIVITIES.
D/A
$6,000,000.00
Yes
$0.00
No
THE SALES COMMISSION IS BASED ON THE TOTAL OFFERING AMOUNT OF $300,000,000.
D/A
$0.00
No
$11,000.00
Yes
ESTIMATE REPRESENTS FEES PAID TO DATE. FINDERS RECEIVE A PORTION OF FEES PAID TO THE GENERAL PARTNER AND ITS AFFILIATES. BUTLER CAPITAL INVESTMENTS, LLC IS NO LONGER SERVING AS A PLACEMENT AGENT AS OF JANUARY 1, 2012.
D/A
$0.00
No
$5,718.00
Yes
THE ESTIMATE IS FOR ANNUAL BASE FEES PAID TO BUTLER CAPITAL INVESTMENTS, LLC, A BROKER-DEALER, FOR INVESTMENTS IN THE ISSUER IT RAISES. ADDITIONAL INCENTIVE FEES WILL BE PAYABLE TO BUTLER. FEES ARE PAID BY THE ISSUER-S INVESTMENT MANAGER, NOT THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION
D
$6,000,000.00
Yes
$0.00
No
THE SALES COMMISSION IS BASED ON THE TOTAL OFFERING AMOUNT OF $300,000,000.
D/A
$7,274,814.00
Yes
$0.00
No
ESTIMATE IS BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL, SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, OR WHICHEVER IS SHORTER.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION
D
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$182,084.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
D/A
$757,753.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
D/A
$30,752.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMD OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
No
$11,000.00
Yes
ESTIMATE REPRESENTS FEES PAID TO DATE. FINDERS RECEIVE A PORTION OF FEES PAID TO THE GENERAL PARTNER AND ITS AFFILIATES. BUTLER CAPITAL INVESTMENTS, LLC IS NO LONGER SERVING AS A PLACEMENT AGENT AS OF JANUARY 1, 2012.
D/A
$0.00
No
$5,718.00
Yes
THE ESTIMATE IS FOR ANNUAL BASE FEES PAID TO BUTLER CAPITAL INVESTMENTS, LLC, A BROKER-DEALER, FOR INVESTMENTS IN THE ISSUER IT RAISES. ADDITIONAL INCENTIVE FEES WILL BE PAYABLE TO BUTLER. FEES ARE PAID BY THE ISSUER-S INVESTMENT MANAGER, NOT THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
No
$2,500.00
Yes
THE FINDERS- FEES ABOVE REPRESENT ANNUAL FEES PAID TO BUTLER CAPITAL INVESTMENTS, LLC, A BROKER-DEALER, WITH RESPECT INVESTMENTS IN THE ISSUER RAISED BY BUTLER CAPITAL. THESE FEES ARE PAID BY THE ISSUER-S INVESTMENT MANAGER AND NOT BY THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS DIRECTLY OR INDIRECTLY PAID COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS DIRECTLY OR INDIRECTLY PAID COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
No
$2,500.00
Yes
THE FINDERS- FEES ABOVE REPRESENT ANNUAL FEES PAID TO BUTLER CAPITAL INVESTMENTS, LLC, A BROKER-DEALER, WITH RESPECT INVESTMENTS IN THE ISSUER RAISED BY BUTLER CAPITAL. THESE FEES ARE PAID BY THE ISSUER-S INVESTMENT MANAGER AND NOT BY THE ISSUER.
D/A
$0.00
No
$0.00
No
THE MANAGER PAYS A PERCENTAGE OF ITS MANAGEMENT AND PLATFORM FEES TO THE SELLING AGENTS. SEE ITEM 12. THE AMOUNT PAID VARIES BY SELLING AGENT AND INVESTOR.
D/A
$0.00
No
$0.00
No
THE MANAGER PAYS A % OF ITS MANAGEMENT AND PLATFORM FEES TO THE SELLING AGENTS. SEE ITEM 12. THE AMOUNT PAID VARIES BY SELLING AGENT AND INVESTOR. CLASS B INVESTORS PAY A 2% DISTRIBUTION FEE DIRECTLY TO THEIR SELLING AGENT.
D/A
$7,274,814.00
Yes
$0.00
No
ESTIMATE IS BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL, SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, OR WHICHEVER IS SHORTER.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$182,084.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
D/A
$757,753.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
D/A
$30,752.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMD OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
D/A
$0.00
No
$11,000.00
Yes
ESTIMATE REPRESENTS FEES PAID TO DATE. FINDERS RECEIVE A PORTION OF FEES PAID TO THE GENERAL PARTNER AND ITS AFFILIATES.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
No
$0.00
No
THE MANAGER PAYS A PERCENTAGE OF ITS MANAGEMENT AND PLATFORM FEES TO THE SELLING AGENTS ? SEE ITEM 12. THE AMOUNT PAID VARIES BY SELLING AGENT AND INVESTOR.
D/A
$0.00
No
$0.00
No
THE MANAGER PAYS A PERCENTAGE OF ITS MANAGEMENT AND PLATFORM FEES TO THE SELLING AGENTS ? SEE ITEM 12. THE AMOUNT PAID VARIES BY SELLING AGENT AND INVESTOR.
D
$0.00
No
$0.00
No
THE MANAGER PAYS A % OF ITS MANAGEMENT AND PLATFORM FEES TO THE SELLING AGENTS ? SEE ITEM 12. THE AMOUNT PAID VARIES BY SELLING AGENT AND INVESTOR. CLASS B INVESTORS PAY A 2% DISTRIBUTION FEE DIRECTLY TO THEIR SELLING AGENT.
D/A
$7,258,751.00
Yes
$0.00
No
ESTIMATE IS BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL, SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, OR WHICHEVER IS SHORTER.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$707,753.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
D/A
$30,752.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMD OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
D/A
$182,084.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
D
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$7,215,751.00
Yes
$0.00
No
ESTIMATE IS BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL, SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, OR WHICHEVER IS SHORTER.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$699,753.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
D/A
$30,752.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMD OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
D/A
$182,084.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
D/A
$30,752.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMD OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
D/A
$7,215,751.00
Yes
$0.00
No
ESTIMATE IS BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL, SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, OR WHICHEVER IS SHORTER.
D/A
$182,084.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
D/A
$699,753.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
D
$30,752.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMD OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
