Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
NAVIGANT CAPITAL ADVISORS, LLC
114155
NONE
NONE
ANKURA CAPITAL ADVISORS, LLC
114155
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2024-10-08
D
$0.00
No
$601,517.00
No
2013-01-14
D
$150,000.00
No
$0.00
No
THE $150,000 FEE TO NAVIGANT CAPITAL ADVISORS, LLC WAS TECHNICALLY AN INCREASE IN RETAINER THAT WAS DUE UPON INITIAL FUNDING, NOT A COMMISSIONED PERCENTAGE OF CAPITAL RAISED.