Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
CREATION CAPITAL
113912
CREATION CAPITAL LLC
113912
KEVIN P. MURPHY
1680861
CREATION CAPITAL, LLC
NONE
CREATION CAPITAL, LLC
113912
Companies
Company Name
AMEDICA CORP
CROSS RIVER PARTNERS LP
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2011-07-15
D/A
$938,187.00
Yes
$0.00
No
CREATION CAPITAL, LLC, PLACEMENT AGENT
2011-04-26
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION
2010-03-15
D
$2,400,000.00
No
$0.00
No
THE PLACEMENT AGENT ALSO WIL RECEIVE FIVE-YEAR WARRANTS EXERCISABLE FOR UP TO 1,200,000 SERIES E PREFERRED STOCK AT $2.20 PER SHARE.