Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
BENJAMIN F. EDWARDS + CO., INC.
146936
DOUGLAS RUBENSTEIN
1138380
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$234,000.00
Yes
$0.00
No
ONE EMPLOYEE HAS EARNED INCENTIVE COMPENSATION OF APPROXIMATELY $234,000, BASED ON A PERCENTAGE OF THE SECURITIES HE PLACED WITH INVESTORS, AND RECEIVED AN ADDITIONAL AMOUNT OF $50,000 IN RESTRICTED SECURITIES OF THE COMPANY FOR SUCH SERVICES.
D/A
$234,000.00
Yes
$0.00
No
ONE EMPLOYEE HAS EARNED INCENTIVE COMPENSATION OF APPROXIMATELY $234,000, BASED ON A PERCENTAGE OF THE SECURITIES HE PLACED WITH INVESTORS, AND RECEIVED AN ADDITIONAL AMOUNT OF $50,000 IN RESTRICTED SECURITIES OF THE COMPANY FOR SUCH SERVICES.
D/A
$0.00
No
$0.00
No
ONE EMPLOYEE MAY EARN INCENTIVE COMPENSATION OF UP TO 4% OF THE VALUE OF THE OFFERED SECURITIES WHICH THAT EMPLOYEE IS RESPONSIBLE FOR HAVING PLACED AND POTENTIALLY $50,000 IN SECURITIES OF THE COMPANY, DEPENDING ON THE AMOUNT OF SECURITES PLACED.
D/A
$0.00
No
$0.00
No
ONE EMPLOYEE MAY EARN INCENTIVE COMPENSATION OF UP TO 4% OF THE VALUE OF THE OFFERED SECURITIES WHICH THAT EMPLOYEE IS RESPONSIBLE FOR HAVING PLACED AND POTENTIALLY $50,000 IN SECURITIES OF THE COMPANY, DEPENDING ON THE AMOUNT OF SECURITES PLACED.
