Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
NONE
NONE
VANTAGE SECURITIES INC.
112386
ASHTON STEWART + CO., INC.
112386
N/A
NONE
NONE
NONE
ASHTON STEWART + CO., INC.
112386
NONE
NONE
ASHTON STEWART + CO., INC.
112386
ASHTON STEWART + CO., INC.
112386
ANATOLY BURMAN
1652002
ASHTON STEWART + CO., INC.
112386
J CONNOLLY FINANCIAL CONSULTING LLC
NONE
ASHTON STEWART + CO. INC.
112386
JEROME E CONNOLLY
1881584
ASHTON STEWART + CO., INC.
112386
ANATOLY BURMAN
1652002
ASHTON STEWART + CO., INC.
112386
JEROME E. CONNOLLY
1881584
ASHTON STEWART + CO., INC.
112386
NONE
NONE
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$0.00
No
$0.00
No
ASHTON STEWART WAIVED ITS FEES IN THIS OFFERING PURSUANT TO A PRIOR AGREEMENT WITH THE ISSUER.
D/A
$0.00
No
$0.00
No
ASHTON STEWART WAIVED ITS FEES IN THIS OFFERING PURSUANT TO A PRIOR AGREEMENT WITH THE ISSUER.
D
$0.00
No
$0.00
No
ANATOLY BURMAN AND ASHTON STEWART HAVE WAIVED THEIR FEES IN THIS OFFERING PURSUANT TO A PRIOR AGREEMENT WITH THE ISSUER.
D
$0.00
No
$0.00
No
ANATOLY BURMAN AND ASHTON STEWART HAVE WAIVED THEIR FEES IN THIS OFFERING PURSUANT TO A PRIOR AGREEMENT WITH THE ISSUER.
D/A
$0.00
No
$0.00
No
ANATOLY BURMAN AND ASHTON STEWART HAVE WAIVED THEIR FEES IS THIS OFFERING PURSUANT TO A PRIOR AGREEMENT WITH THE ISSUER.
D
$0.00
No
$0.00
No
ANATOLY BURMAN AND ASHTON STEWART HAVE WAIVED THEIR FEES IS THIS OFFERING PURSUANT TO A PRIOR AGREEMENT WITH THE ISSUER.
D
$0.00
No
$0.00
Yes
FINDERS RECEIVE A SHARE OF INVESTMENT MANAGER-S MANAGEMENT AND INCENTIVE FEES.
D/A
$0.00
No
$0.00
Yes
FINDERS RECEIVE A SHARE OF GENERAL PARTNER-S MANAGEMENT AND INCENTIVE FEES.
D/A
$0.00
No
$0.00
Yes
FINDERS RECEIVE A SHARE OF INVESTMENT MANAGER-S MANAGEMENT AND INCENTIVE FEES.
D/A
$0.00
No
$0.00
Yes
FINDERS RECEIVE A SHARE OF GENERAL PARTNER-S MANAGEMENT AND INCENTIVE FEES.
D/A
$0.00
No
$0.00
Yes
FINDERS RECEIVE A SHARE OF GENERAL PARTNER-S MANAGEMENT AND INCENTIVE FEES.
D/A
$0.00
No
$0.00
Yes
FINDERS RECEIVE A SHARE OF INVESTMENT MANAGER-S MANAGEMENT AND INCENTIVE FEES.
D/A
$0.00
No
$0.00
Yes
FINDERS RECEIVE A SHARE OF GENERAL PARTNER-S MANAGEMENT FEES AND PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
FINDERS RECEIVE A SHARE OF INVESTMENT MANAGER-S MANAGEMENT FEES AND INCENTIVE ALLOCATIONS.
D/A
$0.00
No
$1,318,764.00
Yes
ESTIMATE REPRESENTS FEES PAID TO DATE. FINDERS RECEIVE A SHARE OF INVESTMENT MANAGER-S MANAGEMENT AND INCENTIVE FEES.
D/A
$0.00
No
$2,191,681.00
Yes
ESTIMATE REPRESENTS FEES PAID TO DATE. FINDERS RECEIVE A SHARE OF GENERAL PARTNER-S MANAGEMENT FEES AND PERFORMANCE ALLOCATIONS.
D/A
$1,267,850.00
Yes
$0.00
No
REPRESENTS SALES COMMISSIONS PAID OR PAYABLE BY EACH ISSUER.
D/A
$1,267,850.00
Yes
$0.00
No
REPRESENTS SALES COMMISSIONS PAID OR PAYABLE BY EACH ISSUER.
D/A
$0.00
No
$609,987.00
Yes
ESTIMATE REPRESENTS FEES PAID TO DATE. FINDERS RECEIVE A SHARE OF INVESTMENT MANAGER-S MANAGEMENT AND INCENTIVE FEES.
D/A
$0.00
No
$570,564.00
Yes
ESTIMATE REPRESENTS FEES PAID TO DATE. FINDERS RECEIVE A SHARE OF GENERAL PARTNER-S MANAGEMENT FEES AND PERFORMANCE ALLOCATIONS.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT.
D/A
$0.00
No
$152,336.00
Yes
ESTIMATE REPRESENTS FEES PAID TO DATE. FINDERS RECEIVE A SHARE OF GENERAL PARTNER-S MANAGEMENT FEES AND PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$275,990.00
Yes
ESTIMATE REPRESENTS FEES PAID TO DATE. FINDERS RECEIVE A SHARE OF INVESTMENT MANAGER-S MANAGEMENT AND INCENTIVE FEES.
