Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

MARCH CAPITAL CORP.
24142
CHARLES LEONARD MOORE
1123831
MARCH CAPITAL CORP.
24142
CHARLES LEONARD MOORE
1123831
MARCH CAPITAL CORP.
24142
CHARLES LEONARD MOORE
1123831
MARCH CAPITAL CORP.
24142
CHARLES LEONARD MOORE
1123831
CHARLES MOORE
1123831
CINS LLC
151730
CHARLES MOORE
1123831
CFA FINANCIAL LLC
151730
CHARLES MOORE
1123831
CFA FINANCIAL LLC
151730
CHARLES MOORE
1123831
MARCH CAPITAL CORP.
24142
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-04-22
D/A
$1,801.00
No
$0.00
No
2026-04-22
D/A
$0.00
No
$0.00
No
2026-04-07
D/A
$637,538.00
No
$0.00
No
2026-02-06
D/A
$2,242.00
No
$0.00
No
2026-02-06
D/A
$0.00
No
$0.00
No
2026-01-08
D/A
$6,146.00
No
$0.00
No
2025-04-14
D/A
$0.00
No
$0.00
No
2025-04-14
D/A
$2,242.00
No
$0.00
No
2025-04-07
D/A
$6,146.00
No
$0.00
No
2024-04-15
D/A
$0.00
No
$0.00
No
2024-04-15
D/A
$19,364.00
No
$0.00
No
2024-04-04
D/A
$774,987.00
No
$0.00
No
2023-04-12
D/A
$0.00
No
$0.00
No
2023-04-12
D/A
$2,722.00
No
$0.00
No
2023-04-05
D/A
$759,505.00
No
$0.00
No
2022-04-12
D/A
$158,809.00
No
$0.00
No
2022-04-12
D/A
$0.00
No
$0.00
No
2022-04-04
D/A
$676,695.00
No
$0.00
No
2021-04-12
D/A
$182,935.00
No
$0.00
No
2021-04-12
D/A
$0.00
No
$0.00
No
2021-04-02
D/A
$1,146,252.00
No
$0.00
No
2020-04-10
D/A
$331,606.00
No
$0.00
No
2020-04-10
D/A
$0.00
No
$0.00
No
2020-04-03
D/A
$1,596,370.00
No
$0.00
No
2020-03-17
D/A
$7,274,814.00
Yes
$0.00
No
ESTIMATE IS BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL, SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, OR WHICHEVER IS SHORTER.
2019-04-10
D/A
$491,580.00
No
$0.00
No
2019-04-10
D/A
$0.00
No
$0.00
No
2019-04-02
D/A
$2,273,740.00
No
$0.00
No
2019-03-20
D/A
$7,274,814.00
Yes
$0.00
No
ESTIMATE IS BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL, SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, OR WHICHEVER IS SHORTER.
2018-11-21
D/A
$811,683.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
2018-11-20
D/A
$133,287.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMD OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
2018-04-10
D/A
$374,647.00
No
$0.00
No
2018-04-10
D/A
$0.00
No
$0.00
No
2018-04-03
D/A
$1,911,123.00
No
$0.00
No
2018-03-20
D/A
$7,274,814.00
Yes
$0.00
No
ESTIMATE IS BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL, SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, OR WHICHEVER IS SHORTER.
2017-11-21
D/A
$133,287.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMD OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
2017-11-21
D/A
$811,683.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
2017-08-01
D/A
$227,905.00
No
$0.00
No
2017-04-12
D/A
$0.00
No
$0.00
No
2017-04-04
D/A
$227,905.00
No
$0.00
No
2017-03-20
D/A
$7,274,814.00
Yes
$0.00
No
ESTIMATE IS BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL, SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, OR WHICHEVER IS SHORTER.
2017-01-10
D/A
$399,348.00
No
$0.00
No
2016-11-23
D/A
$133,287.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMD OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
2016-11-23
D/A
$182,084.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
2016-11-23
D/A
$811,683.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
2016-05-05
D/A
$399,348.00
No
$0.00
No
2016-04-14
D/A
$0.00
No
$0.00
No
2016-04-08
D/A
$2,285,833.00
No
$0.00
No
2016-03-18
D/A
$7,274,814.00
Yes
$0.00
No
ESTIMATE IS BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL, SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, OR WHICHEVER IS SHORTER.
2015-11-25
D/A
$133,287.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMD OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
2015-11-25
D/A
$182,084.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
2015-11-25
D/A
$811,683.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
2015-05-14
D/A
$505,565.00
No
$0.00
No
2015-04-16
D/A
$0.00
No
$0.00
No
2015-04-09
D/A
$0.00
No
$0.00
No
2015-04-09
D/A
$2,332,317.00
No
$0.00
No
2015-04-09
D/A
$173,979.00
No
$0.00
No
2015-03-20
D/A
$7,274,814.00
Yes
$0.00
No
ESTIMATE IS BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL, SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, OR WHICHEVER IS SHORTER.
2014-11-26
D/A
$133,287.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMD OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
2014-11-26
D/A
$182,084.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
2014-11-26
D/A
$811,683.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
2014-04-09
D/A
$348,955.00
No
$0.00
No
2014-04-09
D/A
$39,782.00
No
$0.00
No
2014-04-09
D/A
$1,283,013.00
No
$0.00
No
2014-03-20
D/A
$7,274,814.00
Yes
$0.00
No
ESTIMATE IS BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL, SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, OR WHICHEVER IS SHORTER.
2013-11-26
D/A
$110,784.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMD OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
2013-11-26
D/A
$182,084.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
2013-11-26
D/A
$786,683.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
2013-03-20
D/A
$7,274,814.00
Yes
$0.00
No
ESTIMATE IS BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL, SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, OR WHICHEVER IS SHORTER.
2012-11-26
D/A
$30,752.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMD OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
2012-11-26
D/A
$182,084.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
2012-11-26
D/A
$757,753.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
2012-02-24
D/A
$7,274,814.00
Yes
$0.00
No
ESTIMATE IS BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL, SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, OR WHICHEVER IS SHORTER.
2011-11-23
D/A
$30,752.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMD OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
2011-11-23
D/A
$182,084.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
2011-11-23
D/A
$757,753.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
2011-02-24
D/A
$7,258,751.00
Yes
$0.00
No
ESTIMATE IS BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL, SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, OR WHICHEVER IS SHORTER.
2010-11-24
D/A
$30,752.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMD OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
2010-11-24
D/A
$182,084.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
2010-11-24
D/A
$707,753.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
2010-02-24
D/A
$7,215,751.00
Yes
$0.00
No
ESTIMATE IS BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL, SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, OR WHICHEVER IS SHORTER.
2009-11-25
D/A
$30,752.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMD OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
2009-11-25
D/A
$182,084.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
2009-11-25
D/A
$699,753.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
2009-09-03
D/A
$30,752.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMD OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
2009-03-17
D/A
$7,215,751.00
Yes
$0.00
No
ESTIMATE IS BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL, SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, OR WHICHEVER IS SHORTER.
2009-03-16
D
$30,752.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMD OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
2009-03-16
D/A
$182,084.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.
2009-03-16
D/A
$699,753.00
Yes
$0.00
No
ESTIMATE BASED UPON A FIXED PERCENTAGE BASED ON THE ASSETS RAISED BY SUCH PLACEMENT AGENT. IN GENERAL SUCH PAYMENTS CEASE WHEN THE RELATED ASSETS ARE REDEEMED OR 3 YEARS AFTER INCEPTION, WHICHEVER IS SHORTER.