Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

US BANCORP ASSET MANAGEMENT
NONE
US BANK NA
111912
US BANCORP INVESTMENTS
17868
US BANK NA
111912
US BANCORP ASSET MANAGEMENT
NONE
US BANK
111912
US BANCORP INVESTMENTS
17868
US BANK
111912
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2023-04-27
D/A
$10,606,981.00
No
$0.00
No
2022-10-20
D/A
$10,606,981.00
No
$10,606,981.00
No
2021-12-29
D/A
$9,497,664.00
No
$0.00
No
2021-10-20
D/A
$5,000.00
No
$5,000.00
No
2021-10-06
D/A
$5,000.00
No
$5,000.00
No