Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
MORLING FINANCIAL ADVISORS, LLC
111819
Companies
Company Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$7,020,857.00
No
$0.00
No
CLARIFICATION OF ITEM 12: THE RECIPIENTS LISTED ARE IN ADDITION TO THOSE REPORTED IN THE FILING SUBMITTED ON 3.4.2024 WITH THE EXCEPTION OF SECURITIES AMERICAS, INC., TRIAD ADVISORS, LLC AND WOODBURY FINANCIAL SERVICES WHO WERE INTENTIONALLY REMOVED.