Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

SECURITIES AMERICA INC.
10205
MICHAEL J. GARVEY
1110254
Companies
Company Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$3,614,379.00
Yes
$0.00
No
AMOUNT INCLUDES SELLING COMMISSIONS, DEALER FEE AND PLACEMENT AGENT FEE.