Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
UNION CAPITAL COMPANY
110301
Companies
Company Name
STRATEGIC WEALTH + INCOME FUND, LLC
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2010-05-13
D/A
$52,500,000.00
Yes
$0.00
No
SALES COMMISSIONS = 6%; MARKETING/DUE DILIGENCE FEE = 0.5%; SUPERVISORY FEE = 1%; AFTER MEMBERS RECEIVE RETURN OF CAPITAL + 20% IRR; BROKER DEALERS RECEIVE PRO RATA SHARE OF 5% OF NET EARNINGS OF ISSUER