Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

RAKESH BHARGAVA
1094893
BHARGAVA WEALTH MANAGEMENT, LLC
131817
RAKESH BHARGAVA
1094893
BHARGAVA CAPITAL
131817
BHARGAVA CAPITAL
131817
RAKESH BHARGAVA
1094893
RAKESH BHARGAVA
1094893
FIRST DOMINION CAPITAL CORP.
16330
RAKESH BHARGAVA
1094893
FIRST DOMINION CAPITAL CORP.
16330
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-08-22
D/A
$118,925.00
Yes
$0.00
No
THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/2009; ITEM 15 REFLECTS THE REQUESTED INFORMATION FROM SUCH DATE. WITH THE EXCEPTION OF FIRST DOMINION CAPITAL CORP., THE ISSUER NO LONGER PAYS ANY SALES COMMISSIONS TO ANY OF THE ENTITIES LISTED IN ITEM 12.
2025-08-22
D/A
$275,286.00
Yes
$0.00
No
WITH THE EXCEPTION OF FIRST DOMINION CAPITAL CORP., THE ISSUER NO LONGER PAYS ANY SALES COMMISSIONS TO ANY OF THE ENTITIES LISTED IN ITEM 12.
2024-08-23
D/A
$272,967.00
Yes
$0.00
No
WITH THE EXCEPTION OF FIRST DOMINION CAPITAL CORP., THE ISSUER NO LONGER PAYS ANY SALES COMMISSIONS TO ANY OF THE ENTITIES LISTED IN ITEM 12.
2024-08-22
D/A
$118,925.00
Yes
$0.00
No
THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/2009; ITEM 15 REFLECTS THE REQUESTED INFORMATION FROM SUCH DATE. WITH THE EXCEPTION OF FIRST DOMINION CAPITAL CORP., THE ISSUER NO LONGER PAYS ANY SALES COMMISSIONS TO ANY OF THE ENTITIES LISTED IN ITEM 12.
2023-08-22
D/A
$118,925.00
Yes
$0.00
No
THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/2009; ITEM 15 REFLECTS THE REQUESTED INFORMATION FROM SUCH DATE. WITH THE EXCEPTION OF FIRST DOMINION CAPITAL CORP., THE ISSUER NO LONGER PAYS ANY SALES COMMISSIONS TO ANY OF THE ENTITIES LISTED IN ITEM 12.
2023-08-22
D/A
$270,937.00
Yes
$0.00
No
WITH THE EXCEPTION OF FIRST DOMINION CAPITAL CORP., THE ISSUER NO LONGER PAYS ANY SALES COMMISSIONS TO ANY OF THE ENTITIES LISTED IN ITEM 12.
2022-08-22
D/A
$270,459.00
Yes
$0.00
No
WITH THE EXCEPTION OF BHARGAVA CAPITAL, THE ISSUER NO LONGER PAYS ANY SALES COMMISSIONS TO ANY OF THE ENTITIES LISTED IN ITEM 12.
2022-08-22
D/A
$118,447.00
Yes
$0.00
No
THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/2009; ITEM 15 REFLECTS THE REQUESTED INFORMATION FROM SUCH DATE. WITH THE EXCEPTION OF BHARGAVA CAPITAL, THE ISSUER NO LONGER PAYS ANY SALES COMMISSIONS TO ANY OF ENTITIES LISTED IN ITEM 12.
2021-08-17
D/A
$118,447.00
Yes
$0.00
No
THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/2009; ITEM 15 REFLECTS THE REQUESTED INFORMATION FROM SUCH DATE. [WITH THE EXCEPTION OF BHARGAVA CAPITAL], THE ISSUER NO LONGER PAYS ANY SALES COMMISSIONS TO ANY OF ENTITIES LISTED IN ITEM 12.
2021-08-17
D/A
$267,309.00
Yes
$0.00
No
[WITH THE EXCEPTION OF BHARGAVA CAPITAL,] THE ISSUER NO LONGER PAYS ANY SALES COMMISSIONS TO ANY OF THE ENTITIES LISTED IN ITEM 12.
2020-08-17
D/A
$267,309.00
Yes
$0.00
No
WITH THE EXCEPTION OF BHARGAVA CAPITAL, THE ISSUER NO LONGER PAYS ANY SALES COMMISSION TO ANY OF THE ENTITIES LISTED IN ITEM 12.
2020-08-17
D/A
$118,447.00
Yes
$0.00
No
THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/2009; ITEM 15 REFLECTS THE REQUESTED INFORMATION FROM SUCH DATE. WITH THE EXCEPTION OF BHARGAVA CAPITAL, THE ISSUER NO LONGER PAYS ANY SALES COMMISSION TO ANY OF THE ENTITIES LISTED IN ITEM 12.
2019-08-15
D/A
$118,447.00
Yes
$0.00
No
THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/2009; ITEM 15 REFLECTS THE REQUESTED INFORMATION FROM SUCH DATE. WITH THE EXCEPTION OF BHARGAVA CAPITAL, THE ISSUER NO LONGER PAYS ANY SALES COMMISSION TO ANY OF THE ENTITIES LISTED IN ITEM 12.
2019-08-15
D/A
$265,558.00
Yes
$0.00
No
WITH THE EXCEPTION OF BHARGAVA CAPITAL, THE ISSUER NO LONGER PAYS ANY SALES COMMISSION TO ANY OF THE ENTITIES LISTED IN ITEM 12.
2019-02-21
D/A
$0.00
Yes
$0.00
Yes
2018-08-15
D/A
$116,207.00
Yes
$0.00
No
THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/2009; ITEM 15 REFLECTS THE REQUESTED INFORMATION FROM SUCH DATE. WITH THE EXCEPTION OF BHARGAVA CAPITAL, THE ISSUER NO LONGER PAYS ANY SALES COMMISSION TO ANY OF THE ENTITIES LISTED IN ITEM 12.
2018-08-15
D/A
$265,558.00
Yes
$0.00
No
WITH THE EXCEPTION OF BHARGAVA CAPITAL, THE ISSUER NO LONGER PAYS ANY SALES COMMISSION TO ANY OF THE ENTITIES LISTED IN ITEM 12.
2018-02-21
D/A
$0.00
Yes
$0.00
Yes
2017-08-15
D/A
$116,207.00
Yes
$0.00
No
THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/2009; ITEM 15 REFLECTS THE REQUESTED INFORMATION FROM SUCH DATE. WITH THE EXCEPTION OF BHARGAVA CAPITAL, THE ISSUER NO LONGER PAYS ANY SALES COMMISSION TO ANY OF THE ENTITIES LISTED IN ITEM 12.
2017-08-15
D/A
$265,558.00
Yes
$0.00
No
WITH THE EXCEPTION OF BHARGAVA CAPITAL, THE ISSUER NO LONGER PAYS ANY SALES COMMISSION TO ANY OF THE ENTITIES LISTED IN ITEM 12.
2016-08-15
D/A
$263,758.00
Yes
$0.00
No
2016-08-15
D/A
$116,207.00
Yes
$0.00
No
MANAGER MAY PAY UP TO 15% OF THE MANAGEMENT AND PERFORMANCE FEES TO CERTAIN SELLING AGENTS - THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/2009; ITEM 15 REFLECTS THE REQUESTED INFORMATION FROM SUCH DATE.
2015-08-14
D/A
$112,654.00
Yes
$0.00
No
MANAGER MAY PAY UP TO 15% OF THE MANAGEMENT AND PERFORMANCE FEES TO CERTAIN SELLING AGENTS - THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/2009; ITEM 15 REFLECTS THE REQUESTED INFORMATION FROM SUCH DATE.
2015-08-14
D/A
$260,205.00
Yes
$0.00
No
2014-08-14
D/A
$6,365.00
No
$0.00
No
2014-08-14
D/A
$1,924.00
No
$0.00
No
MANAGER MAY PAY UP TO 15% OF THE MANAGEMENT AND PERFORMANCE FEES TO CERTAIN SELLING AGENTS - THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/2009; ITEM 15 REFLECTS THE REQUESTED INFORMATION FROM SUCH DATE.
2011-02-04
D/A
$1,924.00
No
$0.00
No
MANAGER MAY PAY UP TO 15% OF THE MANAGEMENT AND PERFORMANCE FEES TO CERTAIN SELLING AGENTS - THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/2009; ITEM 15 REFLECTS THE REQUESTED INFORMATION FROM SUCH DATE.
2009-10-28
D/A
$783.00
No
$0.00
No
MANAGER MAY PAY UP TO 15% OF THE MANAGEMENT AND PERFORMANCE FEES TO CERTAIN SELLING AGENTS - THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/2009; ITEM 15 REFLECTS THE REQUESTED INFORMATION FROM SUCH DATE.