Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FIRST ALLIED SECURITIES INC.
32444
RICK JAYE
1091766
FIRST ALLIED SECURITIES INC.
32444
RICK JAYE
1091766
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2010-06-14
D/A
$574,658.00
No
$0.00
No
2010-06-08
D/A
$552,739.00
No
$0.00
No
2009-08-04
D/A
$257,651.00
Yes
$0.00
No
2009-07-22
D/A
$366,576.00
Yes
$0.00
No
2009-07-22
D/A
$800,615.00
Yes
$0.00
No
2009-04-24
D
$1,261.00
Yes
$0.00
No