Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

INDEPENDENT FINANCIAL GROUP, LLC
7717
STEVEN W. KRAUT
1091154
INDEPENDENT FINANCIAL GROUP, LLC
7717
STEVEN W. KRAUT
1091154
INDEPENDENT FINANCIAL GROUP
7717
STEVEN KRAUT
1091154
INDEPENDENT FINANCIAL GROUP LLC
7717
STEVE KRAUT
1091154
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2015-03-24
D/A
$617,920.00
Yes
$0.00
No
BASED ON 7.0% SALES COMMISSIONS ON $80,000,000 FOR REGISTERED BROKER-DEALERS ENTERING INTO SELLING AGREEMENTS WITH THE ISSUER. NONE OF THE SALES COMMISSIONS WILL BE PAID OUT OF THE PROCEEDS OF THE OFFERING.
2015-03-02
D/A
$617,920.00
Yes
$0.00
No
BASED ON 7.0% SALES COMMISSIONS ON $80,000,000 FOR REGISTERED BROKER-DEALERS ENTERING INTO SELLING AGREEMENTS WITH THE ISSUER. NONE OF THE SALES COMMISSIONS WILL BE PAID OUT OF THE PROCEEDS OF THE OFFERING.
2012-01-04
D
$679,050.00
Yes
$0.00
Yes
2011-12-22
D
$279,000.00
Yes
$0.00
Yes
2011-12-20
D
$203,400.00
Yes
$0.00
Yes
2011-12-15
D
$153,000.00
Yes
$0.00
Yes
2011-12-05
D
$72,900.00
Yes
$0.00
Yes
2011-08-30
D/A
$132,750.00
Yes
$0.00
Yes
2011-08-22
D/A
$49,500.00
Yes
$0.00
Yes
2011-08-03
D/A
$38,250.00
Yes
$0.00
Yes
2010-10-13
D
$351,000.00
Yes
$0.00
No
2010-04-09
D/A
$378,490.00
No
$0.00
No
2010-03-16
D/A
$368,200.00
No
$0.00
No