Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

SYNTHESIS
109025
SYNTHESIS
109025
SYNTHESIS ADVISORS
109025
SYNTHESIS ADVISORS
109025
NONE
NONE
SYNTHESIS
109025
NONE
NONE
SYNTHESIS ADVISORS
109025
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2019-02-15
D/A
$64,987.00
Yes
$0.00
No
FIRMS LISTED IN ITEM 12 WHEN APPLICABLE ARE PAID EITHER DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEES PAID BASED ON ASSETS UNDER MANAGEMENT.
2018-02-16
D/A
$64,987.00
Yes
$0.00
No
FIRMS LISTED IN ITEM 12 WHEN APPLICABLE ARE PAID EITHER DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEES PAID BASED ON ASSETS UNDER MANAGEMENT.
2018-02-16
D/A
$6,472.00
Yes
$0.00
Yes
THE INVESTMENT MANAGER IS ABLE TO ENTER INTO AN AGREEMENT SIMILAR TO SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER FROM THE ASSETS UNDER MANAGEMENT.
2017-02-17
D
$64,987.00
Yes
$0.00
No
FIRMS LISTED IN ITEM 12 WHEN APPLICABLE ARE PAID EITHER DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEES PAID BASED ON ASSETS UNDER MANAGEMENT.
2017-02-17
D
$6,472.00
Yes
$0.00
Yes
THE INVESTMENT MANAGER IS ABLE TO ENTER INTO AN AGREEMENT SIMILAR TO SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER FROM THE ASSETS UNDER MANAGEMENT.
2016-03-04
D
$145,227.00
Yes
$0.00
No
FIRMS LISTED IN ITEM 12 WHEN APPLICABLE ARE PAID EITHER DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEES PAID BASED ON ASSETS UNDER MANAGEMENT.
2016-03-04
D
$9,685.00
Yes
$0.00
Yes
THE INVESTMENT MANAGER IS ABLE TO ENTER INTO AN AGREEMENT SIMILAR TO SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER FROM THE ASSETS UNDER MANAGEMENT.
2015-02-23
D
$150,000.00
Yes
$0.00
No
FIRMS LISTED IN ITEM 12 WHEN APPLICABLE ARE PAID EITHER DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEES PAID BASED ON ASSETS UNDER MANAGEMENT.
2015-02-23
D
$12,413.00
Yes
$0.00
Yes
THE INVESTMENT MANAGER IS ABLE TO ENTER INTO AN AGREEMENT SIMILAR TO SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER FROM THE ASSETS UNDER MANAGEMENT.
2014-03-07
D
$0.00
Yes
$0.00
No
FIRMS LISTED IN ITEM 12 WHEN APPLICABLE ARE PAID EITHER DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEES PAID BASED ON ASSETS UNDER MANAGEMENT.
2014-03-07
D
$0.00
Yes
$0.00
Yes
THE INVESTMENT MANAGER IS ABLE TO ENTER INTO AN AGREEMENT SIMILAR TO SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER FROM THE ASSETS UNDER MANAGEMENT.