Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

M3 CAPITAL PARTNERS LLC
108888
M3 CAPITAL PARTNERS LLC
108888
M3 CAPITAL PARTNERS LLC
108888
N/A
NONE
NONE
NONE
M3 CAPITAL PARTNERS LLC
108888
M3 CAPITAL PARTENRS, LLC
108888
M3 CAPITAL PARTNERS, LLC
108888
M3 CAPITAL PARTNERS LLC
108888
MACQUARIE CAPITAL MAREKTS CANADA LTD.
NONE
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2015-11-10
D/A
$4,341,000.00
No
$0.00
No
2014-10-29
D
$32,003,160.00
No
$0.00
No
2012-05-22
D
$0.00
No
$0.00
No
2011-08-11
D
$1,000,000.00
Yes
$0.00
Yes
2011-05-12
D/A
$4,341,000.00
Yes
$0.00
No
2011-04-14
D/A
$2,125,000.00
Yes
$0.00
No
2010-12-03
D
$1,375,000.00
Yes
$0.00
No
2010-10-01
D/A
$2,120,000.00
No
$0.00
No
2010-02-12
D
$1,000,000.00
No
$0.00
No