Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NANCY A. SOCHA + ASSOCIATES, LLC
108120
NANCY ANN SOCHA
1156261
NONE
NONE
NANCY A. SOCHA + ASSOCIATES
108120
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2016-10-19
D/A
$2,135,537.00
No
$0.00
No
2013-12-30
D/A
$615,537.00
Yes
$0.00
No
COMMISSIONS FROM SALES OF SECURITIES ARE REFLECTED ABOVE. ADDITIONAL FEES WERE PAID TO ONE OR MORE PERSONS IDENTIFIED IN ITEM 12 FOR DUE DILIGENCE FEES, MANAGING BD FEES, AND WHOLESALE FEES OF APPROXIMATELY $350,408.