Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

RICHARD HUEBNER
1080361
BATHGATE CAPITAL PARTNERS LLC
38923
RICHARD TYSON HUEBNER
1080361
GVC CAPITAL LLC
38923
RICHARD TYSON HUEBNER
1080361
GVC CAPITAL LLC
38923
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2023-07-14
D
$5,811.00
Yes
$0.00
No
2022-10-31
D
$60,182.00
No
$0.00
No
2022-06-21
D
$53,472.00
No
$0.00
No
2021-07-23
D/A
$120,948.00
No
$0.00
No
2021-05-27
D
$89,844.00
No
$0.00
No
2009-04-07
D
$112,200.00
No
$0.00
No
BATHGATE CAPITAL PARTNERS LLC ALSO RECEIVED 504,900 WARRANTS TO PURCHASE COMMON STOCK AT PRICES RANGING FROM $0.25 TO $1.00 PER SHARE.