Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CANTONE RESEARCH, INC.
26314
ANTHONY J CANTONE
1066139
CANTONE RESEARCH, INC.
26314
ANTHONY J. CANTONE
1066139
CANTONE RESEARCH INC.
26314
ANTHONY J CANTONE
1066139
CANTONE RESEARCH INC
26314
ANTHONY J. CANTONE
1066139
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2023-03-28
D
$53,410.00
No
$0.00
No
2022-08-25
D
$100,000.00
No
$0.00
No
SALES COMMISSIONS WERE PAID IN THE FORM OF ISSUER SECURITIES
2021-09-10
D/A
$147,070.00
No
$0.00
No
IN ADDITION TO THE MAXIMUM CASH COMPENSATION PAYABLE ABOVE, BROKER WILL RECEIVE 4,000 WARRANTS FOR EACH $10,000 OF CONVERTIBLE NOTE SALES, EXERCISABLE AT $0.40 PER SHARE UNTIL AUGUST 4, 2023.
2021-08-17
D
$147,070.00
No
$0.00
No
IN ADDITION TO THE MAXIMUM CASH COMPENSATION PAYABLE ABOVE, BROKER WILL RECEIVE 4,000 WARRANTS FOR EACH $10,000 OF CONVERTIBLE NOTE SALES, EXERCISABLE AT $0.40 PER SHARE UNTIL AUGUST 4, 2023.
2021-07-01
D
$240,000.00
Yes
$0.00
No
SALES COMMISSION OF $240,000 PAYABLE IF THE MAXIMUM OFFERING IS SOLD
2020-12-10
D/A
$71,255.00
No
$0.00
No
2020-10-27
D
$121,590.00
Yes
$0.00
No
IN ADDITION TO THE MAXIMUM CASH COMPENSATION PAYABLE ABOVE, BROKER WILL RECEIVE 4,000 WARRANTS FOR EACH $10,000 OF CONVERTIBLE NOTE SALES, EXERCISABLE AT $0.18 PER SHARE UNTIL OCTOBER 15, 2022.
2019-12-27
D
$48,800.00
No
$0.00
No
2019-01-18
D
$37,600.00
No
$0.00
No
2018-10-10
D/A
$84,400.00
No
$0.00
No
2018-09-27
D/A
$73,200.00
No
$0.00
No
2018-08-23
D/A
$60,800.00
No
$0.00
No
2018-08-08
D
$36,000.00
No
$0.00
No
2018-05-17
D
$127,800.00
No
$0.00
No
2017-02-21
D
$208,000.00
No
$0.00
No
2017-02-21
D
$408,000.00
No
$0.00
No