Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FIRST ALLIED SECURITIES INC.
32444
GILE WILLIAMS
1062570
FIRST ALLIED SECURITIES INC.
32444
GILE WILLIAMS
1062570
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2010-06-14
D/A
$574,658.00
No
$0.00
No
2010-06-08
D/A
$552,739.00
No
$0.00
No
2010-05-21
D
$264,937.00
No
$0.00
No
2010-03-01
D/A
$1,029,642.00
No
$0.00
No
2010-02-02
D/A
$377,534.00
No
$0.00
No
2009-09-21
D/A
$382,593.00
Yes
$0.00
No
2009-08-04
D/A
$902,008.00
Yes
$0.00
No
2009-07-22
D/A
$800,615.00
Yes
$0.00
No
2009-05-14
D/A
$255,022.00
Yes
$0.00
No
2009-05-14
D/A
$91,050.00
Yes
$0.00
No
2009-05-12
D/A
$603,598.00
Yes
$0.00
No
2009-04-20
D
$365,543.00
Yes
$0.00
No
2009-04-20
D
$374,293.00
Yes
$0.00
No