Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
FIRST FOUNDATION ADVISORS
106075
NONE
NONE
FIRST FOUNDATION ADVISORS
106075
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-03-04
D/A
$7,020,857.00
No
$0.00
No
CLARIFICATION OF ITEM 12: THE RECIPIENTS LISTED ARE IN ADDITION TO THOSE REPORTED IN THE FILING SUBMITTED ON 3.4.2024 WITH THE EXCEPTION OF SECURITIES AMERICAS, INC., TRIAD ADVISORS, LLC AND WOODBURY FINANCIAL SERVICES WHO WERE INTENTIONALLY REMOVED.
2013-07-11
D/A
$1,665,860.00
No
$0.00
No
2013-06-27
D
$1,684,670.00
No
$0.00
No