Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

LYNCH + ASSOCIATES
140762
WILLIAM LYNCH
1060714
LYNCH + ASSOCIATES
140762
WILLIAM J. LYNCH III
1060714
LYNCH + ASSOCIATES
140762
WILLIAM LYNCH
1060714
WJ LYNCH INVESTOR SERVICES LLC
140762
WILLIAM LYNCH III
1060714
LYNCH + ASSOCIATES
140762
WILLIAM J. LYNCH
1060714
WILLIAM J. LYNCH III
1060714
LYNCH AND ASSOCIATES
140762
LYNCH + ASSOCIATES
140762
WILLIAM J. LYNCH III
1060714
LYNCH + ASSOCIATES
140762
WILLIAM J. LYNCH III
1060714
WJ LYNCH INVESTOR SERVICES LLC
140762
WILLIAM J. LYNCH III
1060714
LYNCH + ASSOCIATES
140762
WILLIAM LYNCH
1060714
LYNCH + ASSOCIATES
140762
WILLIAM LYNCH
1060714
LYNCH + ASSOCIATES
140762
WILLIAM J. LYNCH III
1060714
WILLIAM J LYNCH
1060714
WJ LYNCH INVESTOR SERVICES, LLC
140762
LYNCH + ASSOCIATES
140762
WILLIAM J. LYNCH III
1060714
LYNCH + ASSOCIATES
140762
WILLIAM LYNCH III
1060714
LYNCH + ASSOCIATES
140762
WILLIAM LYNCH
1060714
LYNCH + ASSOCIATES
140762
WILLIAM J LYNCH III
1060714
WILLIAM J. LYNCH III
1060714
LYNCH AND ASSOCIATES
140762
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-12-15
D
$8,023,950.00
No
$0.00
No
2025-12-15
D
$387,915.00
No
$0.00
No
2024-02-28
D/A
$15,598,561.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
2024-02-28
D/A
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. TL PAYS SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2023-12-19
D
$702,520.00
No
$0.00
No
2023-12-19
D
$362,401.00
No
$0.00
No
2023-02-27
D/A
$15,251,440.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
2023-02-27
D/A
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. TL PAYS SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2022-12-13
D
$318,224.00
No
$0.00
No
2022-12-13
D
$607,743.00
No
$0.00
No
2022-03-02
D/A
$15,251,440.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
2021-12-08
D
$418,235.00
No
$0.00
No
2021-12-08
D
$796,914.00
No
$0.00
No
2021-03-11
D/A
$15,251,440.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
2021-03-11
D/A
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. TL PAYS SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2020-12-30
D
$922,104.00
No
$0.00
No
2020-12-28
D
$496,090.00
No
$0.00
No
2020-04-24
D/A
$15,251,440.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
2020-04-24
D/A
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. TL PAYS SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2019-12-12
D
$2,116,366.00
No
$0.00
No
2019-12-12
D
$999,459.00
No
$0.00
No
2019-04-05
D/A
$14,817,709.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
2018-12-11
D
$2,013,774.00
No
$0.00
No
2018-12-07
D
$938,977.00
No
$0.00
No
2018-03-15
D/A
$14,359,912.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
2017-12-18
D
$885,263.00
No
$0.00
No
2017-12-18
D
$1,916,345.00
No
$0.00
No
2017-12-05
D
$6,620,017.00
No
$0.00
No
2017-10-25
D
$280,000.00
No
$0.00
No
2017-09-29
D
$3,455,384.00
No
$0.00
No
2017-06-23
D/A
$5,342,830.00
No
$0.00
No
2017-06-23
D/A
$1,783,151.00
No
$0.00
No
2017-04-26
D/A
$13,772,747.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
2017-02-10
D
$11,368,807.00
No
$0.00
No
2016-12-21
D
$81,166.00
No
$0.00
No
2016-12-08
D
$857,490.00
No
$0.00
No
2016-12-08
D
$1,869,485.00
No
$0.00
No
2016-11-30
D
$6,176,436.00
No
$0.00
No
2016-10-31
D
$280,000.00
No
$0.00
No
2016-10-14
D
$2,939,053.00
No
$0.00
No
2016-06-24
D/A
$1,664,318.00
No
$0.00
No
2016-06-23
D/A
$4,476,615.00
No
$0.00
No
2016-04-04
D/A
$13,601,043.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
2016-02-05
D/A
$10,390,319.00
No
$0.00
No
2015-12-11
D
$1,940,828.00
No
$0.00
No
2015-12-11
D
$1,108,546.00
No
$0.00
No
2015-12-08
D/A
$5,675,059.00
No
$0.00
No
2015-11-18
D/A
$280,000.00
No
$0.00
No
2015-11-17
D
$1,221,654.00
No
$0.00
No
2015-06-23
D/A
$3,743,242.00
No
$0.00
No
2015-06-23
D/A
$1,580,267.00
No
$0.00
No
2015-04-20
D/A
$13,485,093.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
2015-02-12
D/A
$9,650,112.00
No
$0.00
No
2015-01-15
D/A
$5,170,761.00
No
$0.00
No
2014-12-11
D/A
$1,923,816.00
No
$0.00
No
2014-12-05
D/A
$1,041,773.00
No
$0.00
No
2014-11-03
D/A
$280,000.00
No
$0.00
No
2014-10-28
D/A
$940,750.00
No
$0.00
No
2014-07-15
D/A
$2,547,635.00
No
$0.00
No
2014-07-15
D/A
$1,509,879.00
No
$0.00
No
2014-02-24
D/A
$8,935,926.00
No
$0.00
No
2014-01-29
D/A
$2,329,458.00
No
$0.00
No
2014-01-28
D
$691,537.00
No
$0.00
No
2014-01-23
D/A
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. HLIC PAYS SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES. AMOUNT SOLD ABOVE IS SPECIFIC TO SERIES III-B AND SERIES III-C OFFERING UNDER SEPARATE ACCOUNT ISSUER.
2013-12-11
D
$1,823,265.00
No
$0.00
No
2013-12-04
D
$1,002,420.00
No
$0.00
No
2013-11-26
D/A
$280,000.00
No
$0.00
No
2013-10-23
D/A
$4,881,733.00
No
$0.00
No
2013-09-26
D/A
$2,205,782.00
No
$0.00
No
2013-09-26
D/A
$1,700,502.00
No
$0.00
No
2013-02-14
D/A
$280,000.00
No
$0.00
No
2013-01-28
D
$416,323.00
No
$0.00
No
2013-01-24
D/A
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. HLIC PAYS SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.TAL AMOUNT SOLD ABOVE IS SPECIFIC TO SERIES III-B AND SERIES III-C OFFERING UNDER SEPARATE ACCOUNT ISSUER.
2012-12-31
D
$679,331.00
No
$0.00
No
2012-12-31
D
$1,688,680.00
No
$0.00
No
2012-10-25
D/A
$4,727,670.00
No
$0.00
No
2012-08-27
D/A
$1,846,575.00
No
$0.00
No
2012-04-02
D/A
$5,696,244.00
No
$0.00
No
2012-02-21
D/A
$280,000.00
No
$0.00
No
2012-01-26
D/A
$146,929.00
No
$0.00
No
2012-01-12
D/A
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. HLIC PAYS SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2011-11-15
D/A
$4,448,227.00
No
$0.00
No
2011-10-07
D
$1,571,757.00
No
$0.00
No
2011-08-29
D/A
$2,371,745.00
No
$0.00
No
2011-06-08
D/A
$0.00
No
$0.00
No
2011-05-23
D
$0.00
No
$0.00
No
2011-03-03
D/A
$0.00
Yes
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. HLIC PAYS SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2011-02-24
D/A
$5,384,868.00
No
$0.00
No
2010-11-22
D/A
$280,000.00
No
$0.00
No
2010-10-14
D/A
$4,178,581.00
No
$0.00
No
2010-08-09
D/A
$0.00
No
$0.00
No
2010-08-09
D
$0.00
No
$0.00
No
SALES COMP PAID BY INS CO. OUT OF ITS OWN RESOUCES. THE CO. PERIODICALLY DEDUCTS INSURANCE + OTHER CONTRACT CHARGES FROM AMOUNTS ALLOCATED TO THE SEPARATE ACCOUNT ISSUER IN ACCORDANCE WITH THE TERMS OF THE APPLICABLE VARIABLE LIFE INSURANCE CONTRACTS.
2010-07-22
D/A
$2,205,198.00
No
$0.00
No
2010-03-08
D/A
$4,002,349.00
No
$0.00
No
2010-03-08
D/A
$280,000.00
No
$0.00
No
2010-02-19
D/A
$2,073,773.00
No
$0.00
No
2009-12-21
D
$5,101,846.00
No
$0.00
No
2009-08-31
D
$3,482,224.00
No
$0.00
No
2009-08-31
D
$280,000.00
No
$0.00
No
2009-07-13
D
$1,527,605.00
No
$0.00
No