Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
EMERSON EQUITY, LLC
130032
BRIAN STOKES
1060238
EMERSON EQUITY LLC
130032
BRIAN FORREST STOKES
1060238
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$8,300,000.00
Yes
$0.00
No
DEALER MANAGER FEE OF UP TO 1.5%; SALES COMMISSION OF UP TO 5.5%; DUE DILIGENCE FEE OF UP TO 0.5%; MARKETING EXPENSE FEE OF UP TO 0.5%; PAYMENT TO MANAGING GENERAL PARTNER OF 0.3%
D/A
$7,497,396.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE A PLACEMENT FEE OF 0.10% OF THE AGGREGATE PURCHASE PRICE OF THE INTERESTS, AND A $5,000 MONTHLY ADVISORY FEE.
D/A
$5,340,438.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE A PLACEMENT FEE OF 0.10% OF THE AGGREGATE PURCHASE PRICE OF THE INTERESTS, AND A $5,000 MONTHLY ADVISORY FEE.
