Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
NONE
NONE
THE NORTHERN TRUST COMPANY
105780
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$68,750.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE SALES COMMISSIONS RELATING TO THE ISSUER-S MAIN FUND, SUCH MAIN FUND-S PARALLEL FUND AND SUCH MAIN FUND-S AND SUCH PARALLELS FUND-S FEEDER FUNDS.
D/A
$75,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE SALES COMMISSIONS RELATING TO THE ISSUER-S MAIN FUND, SUCH MAIN FUND-S PARALLEL FUND AND SUCH PARALLEL FUND-S FEEDER FUNDS.
D/A
$75,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE SALES COMMISSIONS RELATING TO A PARALLEL FUND AND THE ISSUER-S AND SUCH PARALLEL FUND-S FEEDER FUNDS.
D/A
$75,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE SALES COMMISSIONS RELATING TO A PARALLEL FUND AND THE ISSUER-S AND SUCH PARALLEL FUND-S FEEDER FUNDS.
D/A
$75,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE SALES COMMISSIONS RELATING TO THE ISSUER-S MAIN FUND, SUCH MAIN FUND-S PARALLEL FUND AND SUCH MAIN FUND-S AND SUCH PARALLEL FUND-S FEEDER FUNDS.
D/A
$75,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE SALES COMMISSIONS RELATING TO THE ISSUER-S MAIN FUND, SUCH MAIN FUND-S PARALLEL FUND AND SUCH MAIN FUND-S AND SUCH PARALLEL FUND-S FEEDER FUNDS.
