Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
ROWLAND CARMICHAEL ADVISORS INC.
105766
NONE
NONE
ROWLAND CARMICHAEL ADVISORS INC.
105766
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2016-10-18
D/A
$829,368.00
Yes
$0.00
No
ESTIMATE INDETERMINABLE AT THIS TIME, COMMISSIONS OF $0.38 PER UNIT PAYABLE ON EXCHANGE OFFER, AND COMMISSIONS OF $1.83 PER UNIT PAYABLE ON CASH OFFER.
2016-10-18
D/A
$4,224,183.00
No
$0.00
No
2016-07-11
D/A
$829,368.00
Yes
$0.00
No
ESTIMATE INDETERMINABLE AT THIS TIME, COMMISSIONS OF $0.38 PER UNIT PAYABLE ON EXCHANGE OFFER, AND COMMISSIONS OF $1.43 PER UNIT PAYABLE ON CASH OFFER.
2015-10-16
D/A
$829,368.00
No
$0.00
No
ESTIMATE INDETERMINABLE AT THIS TIME, COMMISSIONS OF $0.38 PER UNIT PAYABLE ON EXCHANGE OFFER, AND COMMISSIONS OF $1.43 PER UNIT PAYABLE ON CASH OFFER.
2015-10-16
D/A
$4,224,183.00
No
$0.00
No
2015-03-09
D/A
$7,000,000.00
No
$0.00
No
2015-02-19
D/A
$7,000,000.00
No
$0.00
No