Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FIRST ALLIED SECURITIES INC.
32444
LYNN SIEWERT
1057367
FIRST ALLIED SECURITIES INC.
32444
LYNN SIEWERT
1057367
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2010-03-16
D/A
$1,432,329.00
Yes
$0.00
No
2010-03-04
D/A
$1,334,908.00
Yes
$0.00
No
2010-02-19
D/A
$948,147.00
Yes
$0.00
No
2010-01-14
D/A
$736,776.00
Yes
$0.00
No
2009-12-21
D/A
$557,508.00
Yes
$0.00
No
2009-08-04
D/A
$546,110.00
Yes
$0.00
No
2009-08-04
D/A
$902,008.00
Yes
$0.00
No
2009-07-06
D/A
$486,825.00
Yes
$0.00
No