Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

POTOMAC CAPITAL MARKETS, LLC
39800
POTOMAC ASSET MANAGEMENT COMPANY, INC.
105730
Companies
Company Name
SMITH ELECTRIC VEHICLES CORP.
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2013-06-25
D
$629,306.00
No
$0.00
No
2013-03-04
D/A
$1,457,000.00
No
$0.00
No
2013-03-04
D/A
$1,457,000.00
No
$0.00
No
2012-12-12
D
$1,180,000.00
No
$0.00
No