Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

DIRECT CAPITAL SECURITIES, INC.
29639
RAYMOND P. STOVALL
1057050
DIRECT CAPITAL SECURITIES, INC.
29639
RAYMOND P. STOVALL II
1057050
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2010-01-04
D/A
$1,323,000.00
Yes
$0.00
No
2009-10-27
D/A
$700,000.00
Yes
$0.00
No
2009-10-26
D/A
$1,323,000.00
Yes
$0.00
No
2009-05-14
D/A
$1,323,000.00
Yes
$0.00
No