Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
18487
WILLIAM J. BROWN
1056215
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
18487
WILLIAM J. BROWN
1056215
AMERICAN PORTFOLIOS FINANCIAL SERVICES INC.
18487
WILLIAM J. BROWN
1056215
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2016-09-15
D/A
$4,830,964.00
Yes
$0.00
No
AMOUNT INCLUDES SELLING COMMISSIONS, DEALER FEE AND PLACEMENT AGENT FEE.
2011-02-02
D/A
$2,805,827.00
No
$0.00
No
2010-10-18
D/A
$2,975,000.00
Yes
$0.00
No
2010-06-15
D/A
$2,975,000.00
Yes
$0.00
No