Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

ARIANE CAPITAL PARTNERS LLC
36143
TERRENCE CUNNINGHAM
1053612
AMERA SECURITIES LLC
36143
TERRENCE CUNNINGHAM
1053612
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-02-14
D/A
$2,086,578.00
Yes
$0.00
No
2025-02-14
D/A
$7,568,073.00
Yes
$0.00
No
2024-12-09
D/A
$1,943,888.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2023.
2024-12-09
D/A
$7,161,155.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2023.
2024-03-27
D
$7,161,155.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2023.
2024-03-27
D
$1,943,888.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2023.
2023-03-28
D
$6,770,712.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2022.
2023-03-28
D
$1,822,618.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2022.
2022-03-31
D
$6,380,555.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2021.
2022-03-31
D/A
$1,704,500.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2021.
2022-03-31
D/A
$6,380,555.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2021.
2022-03-31
D
$1,704,500.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2021.
2021-03-29
D/A
$1,583,637.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2020.
2021-03-29
D/A
$6,007,380.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2020.
2020-03-26
D/A
$5,584,340.00
Yes
$0.00
No
THE SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2019.
2020-03-26
D/A
$1,413,726.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2019.
2019-03-26
D
$1,217,556.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2018.
2019-03-26
D
$189,764.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 2018.
2019-03-26
D
$22,358.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2018
2019-03-26
D
$5,085,697.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2018.
2018-03-28
D
$4,524,852.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2016.
2018-03-28
D
$1,487,912.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 2017.
2018-03-28
D/A
$1,032,013.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2017.
2018-03-28
D
$15,044.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2017
2018-03-28
D/A
$4,524,852.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2017.
2018-03-28
D
$1,032,013.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2016.
2017-03-29
D
$3,885,495.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2016.
2017-03-29
D
$5,983.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS 2016 PAYMENTS.
2017-03-29
D
$834,563.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2016.
2017-03-29
D
$97,528.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS 2016 PAYMENTS.
2016-03-31
D
$3,211,680.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2015.
2016-03-31
D
$636,240.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2015.
2016-03-31
D
$49,669.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS 2015 PAYMENTS.
2015-09-16
D/A
$2,454,720.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2014 TO EXTERNAL MARKETERS ONLY.
2015-03-30
D/A
$2,454,720.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2014 TO EXTERNAL MARKETERS ONLY.
2015-03-30
D/A
$450,063.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS THROUGH 12/31/2014 TO EXTERNAL MARKETERS ONLY.
2015-03-27
D/A
$205,921.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS 2014 PAYMENTS TO EXTERNAL MARKETERS ONLY.
2015-03-27
D
$8,310.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS 2014 PAYMENTS TO EXTERNAL MARKETERS ONLY.
2015-03-27
D
$973,240.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS 2014 PAYMENTS TO EXTERNAL MARKETERS ONLY.
2015-03-27
D
$205,921.00
Yes
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS 2014 PAYMENTS TO EXTERNAL MARKETERS ONLY.
2013-06-24
D
$78,270.00
No
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS TO EXTERNAL MARKETERS ONLY.
2013-06-24
D
$424,575.00
No
$0.00
No
SALES COMMISSIONS AMOUNT REFLECTS PAYMENTS TO EXTERNAL MARKETERS ONLY.