Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FIRST ALLIED SECURITIES INC.
32444
PAUL LEWIS
1052535
FIRST ALLIED SECURITIES INC.
32444
PAUL LEWIS
1052535
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2012-06-28
D
$162,661.00
No
$0.00
No
2011-01-25
D/A
$1,026,016.00
No
$0.00
No
2010-12-27
D/A
$601,536.00
No
$0.00
No
2009-07-22
D/A
$800,615.00
Yes
$0.00
No
2009-07-06
D/A
$486,825.00
Yes
$0.00
No