Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
MIDTOWN PARTNERS + CO., LLC
104223
NONE
104223
MIDTOWN PARTNERS + CO., LLC
104223
NONE
NONE
MIDTOWN PARTNERS + CO., LLC
104223
MIDTOWN PARTNERS
104223
MIDTOWN PARTNERS
104223
NONE
NONE
MIDTOWN PARTNERS + CO., LLC
104223
NONE
NONE
MIDTOWN PARTNERS + CO., LLC
104223
NONE
NONE
MIDTOWN PARTNERS + CO., LLC
104223
NONE
NONE
MIDTOWN PARTNERS + CO., LLC
104223
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2015-08-27
D
$213,000.00
No
$0.00
No
ADDITIONAL SALES COMPENSATION-WARRANTS TO PURCHASE 187,500 SHARES OF COMMON STOCK.
2012-04-09
D
$30,000.00
No
$0.00
No
2012-03-19
D
$720.00
No
$0.00
No
2012-01-23
D
$32,500.00
No
$0.00
No
2009-12-11
D
$50,000.00
No
$0.00
No
ADDITIONAL SALES COMPENSATION-WARRANTS TO PURCHASE 40,000 SHARES OF COMMON STOCK.
2009-10-06
D
$240,000.00
No
$0.00
No
ADDITIONAL SALES COMPENSATION- WARRANTS TO PURCHASE 1,600,007 SHARES OF COMMON STOCK.
2009-10-06
D
$40,000.00
No
$0.00
No
ADDITIONAL SALES COMPENSATION- WARRANTS TO PURCHASE 40,000 SHARES OF COMMON STOCK
2009-10-06
D
$137,600.00
No
$0.00
No
ADDITIONAL SALES COMPENSATION- WARRANTS TO PURCHASE 917,334 SHARES OF COMMON STOCK.
2009-10-06
D
$40,000.00
No
$0.00
No
ADDITIONAL SALES COMPENSATION- WARRANTS TO PURCHASE 121,714 SHARES OF COMMON STOCK
2009-07-29
D
$0.00
No
$20,000.00
No
IN ADDITION TO THE $20,000, THE PLACEMENT AGENT RECEIVED 750,000 WARRANTS OF COMPANY STOCK EXERCISABLE AT $0.20.
2009-05-21
D
$0.00
No
$350,000.00
No
THE COMPANY PAID FINDER-S FEES OF $350,000 AND ISSUED 7 YEAR WARRANTS TO PURCHASE 600,000 SHARES AT $2.00 PER SHARE AND 7 YEAR WARRANTS TO PURCHASE 350,000 SHARES AT $1.00 PER SHARE
2009-02-24
D
$750,000.00
No
$0.00
No
THE PLACEMENT AGENT ALSO RECEIVED WARRANTS TO PURCHASE (1) 833,333 SHARES OF THE COMPANY-S COMMON STOCK AT $1.20 A SHARE AND (II) 3,333,333 SHARES OF THE COMPANY-S COMMON STOCK AT $1.50 PER SHARE.
2009-02-09
D/A
$120,000.00
Yes
$0.00
No
MIDTOWN ALSO WILL RECEIVE WARRANTS TO PURCHASE 1,200,000 SHARES OF THE COMPANY-S COMMON STOCK AT AN EXERCISE PRICE OF $0.50, SUBJECT TO FUTURE ADJUSTMENT.
2009-02-02
D
$48,000.00
No
$0.00
No
MIDTOWN ALSO WILL RECEIVE A WARRANT TO PURCHASE 480,000 SHARES OF THE COMPANY-S COMMON STOCK AT AN EXERCISE PRICE OF $0.50, SUBJECT TO FUTURE ADJUSTMENT.