Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

BLACKMONT CAPITAL CORP.
104204
BLACKMONT CAPITAL INC.
NONE
NONE
NONE
MACQUARIE PRIVATE WEALTH CORP.
104204
NONE
NONE
MACQUARIE PRIVATE WEALTH CORP.
104204
MACQUARIE PRIVATE WEALTH CORP
104204
MACQUARIE PRIVATE WEALTH INC.
NONE
MACQUARIE PRIVATE WEALTH INC.
NONE
MACQUARIE PRIVATE WEALTH CORP.
104204
MACQUARIE PRIVATE WEALTH CORP.
104204
MACQUARIE PRIVATE WEALTH INC.
NONE
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2013-10-24
D
$6,258.00
No
$0.00
No
2013-05-09
D
$0.00
No
$3,971.00
No
IN ADDITION TO THE CASH FINDER-S FEE, THE AGENT MAY RECEIVE UP TO 33,332 WARRANTS. EACH WARRANT BEING EXERCISED FOR ONE COMMON SHARE AT CDN$0.125 PER COMMON SHARE FOR A 2 YEAR PERIOD FROM THE DATE OF ISSUANCE.
2013-05-03
D/A
$0.00
No
$3,912.00
No
IN ADDITION TO THE CASH FINDER-S FEE, THE AGENT MAY RECEIVE UP TO 33,332 WARRANTS. EACH WARRANT BEING EXERCISED FOR ONE COMMON SHARE AT CDN$0.125 PER COMMON SHARE FOR A 2 YEAR PERIOD FROM THE DATE OF ISSUANCE.
2013-04-15
D
$0.00
No
$13,188.00
No
IN ADDITION TO THE CASH FINDER-S FEE, THE AGENT MAY RECEIVE UP TO 112,000 WARRANTS. EACH WARRANT BEING EXERCISED FOR ONE COMMON SHARE AT CDN$0.125 PER COMMON SHARE FOR A 2 YEAR PERIOD FROM THE DATE OF ISSUANCE.
2013-03-21
D
$32,178.00
Yes
$0.00
No
2012-06-01
D
$852,166.00
No
$0.00
No
2012-04-24
D
$0.00
No
$17,847.00
No
IN ADDITION, 21,000 FINDERS WARRANTS WERE ISSUED, EACH EXERCISABLE TO ACQUIRE 1 COMMON SHARE AT A PRICE OF $1.35 CDN UNTIL OCTOBER 13, 2013.
2012-04-02
D
$0.00
No
$35,208.00
Yes
2009-10-23
D
$176,137.00
No
$0.00
No
U.S. DOLLAR AMOUNTS IN THIS FILING ARE BASED ON CURRENCY EXCHANGE RATES IN EFFECT ON THE CLOSING DATE.