Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

AFA FINANCIAL GROUP, LLC
127648
ALAN SHORR
1040305
INDEPENDENT FINANCIAL GROUP, LLC
7717
ALAN J. SHORR
1040305
INDEPENDENT FINANCIAL GROUP, LLC
7717
ALAN L. SHORR
1040305
INDEPENDENT FINANCIAL GROUP, LLC
7717
ALAN L. SHORR
1040305
ALAN SHORR
1040305
INDEPENDENT FINANCIAL GROUP, LLC
7717
INDEPENDENT FINANCIAL GROUP, LLC
7717
ALAN LEE SHORR
1040305
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2020-03-19
D/A
$2,583,437.00
Yes
$0.00
No
2014-04-10
D
$136,270.00
No
$0.00
No
2012-08-23
D/A
$239,832.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2012-08-23
D/A
$812,380.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2012-07-24
D/A
$812,380.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2012-06-27
D/A
$812,380.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2010-05-03
D/A
$116,000.00
No
$0.00
No
2010-03-03
D/A
$116,000.00
No
$0.00
No
2009-11-16
D
$110,000.00
No
$0.00
No