Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
PELION SECURITIES CORP.
103941
NONE
NONE
PELION SECURITIES CORP.
103941
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2010-02-24
D/A
$0.00
No
$4,249.00
No
ESTIMATE REPRESENTS FEES PAID TO DATE. FINDERS RECEIVE A SHARE OF GENERAL PARTNER-S MANAGEMENT FEES AND INCENTIVE ALLOCATIONS.
2010-02-24
D/A
$0.00
No
$228,824.00
No
ESTIMATE REPRESENTS FEES PAID TO DATE. FINDERS RECEIVE A SHARE OF INVESTMENT MANAGER-S MANAGEMENT AND PERFORMANCE FEES.
2010-02-23
D/A
$0.00
No
$80,417.00
No
ESTIMATE REPRESENTS FEES PAID TO DATE. FINDERS RECEIVE A SHARE OF GENERAL PARTNER-S MANAGEMENT FEES AND INCENTIVE ALLOCATIONS.
2009-03-24
D/A
$0.00
No
$0.00
Yes
ESTIMATE REPRESENTS FEES PAID TO DATE. FINDERS RECEIVE A SHARE OF GENERAL PARTNER-S MANAGEMENT FEES AND INCENTIVE ALLOCATIONS.
2009-03-24
D/A
$0.00
No
$50,000.00
Yes
ESTIMATE REPRESENTS FEES PAID TO DATE. FINDERS RECEIVE A SHARE OF INVESTMENT MANAGER-S MANAGEMENT AND PERFORMANCE FEES.
2009-03-20
D/A
$0.00
No
$30,000.00
Yes
ESTIMATE REPRESENTS FEES PAID TO DATE. FINDERS RECEIVE A SHARE OF GENERAL PARTNER-S MANAGEMENT FEES AND INCENTIVE ALLOCATIONS.