Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
WYNSTON HILL CAPITAL LLC
103811
NONE
NONE
WYNSTON HILL CAPITAL, LLC
103811
NONE
NONE
WYNSTON HILL CAPITAL, LLC
103811
WYNSTON HILL CAPITAL, LLC
103811
WYNSTON HILL CAPITAL, LLC
103811
WYNSTON HILL CAPITAL, LLC
103811
WYNSTON HILL CAPITAL, LLC
103811
WINSTON HILL CAPITAL LLC
103811
WINSTON HILL CAPITAL LLC
103811
NONE
NONE
WYNSTON HILL CAPITAL SECURITIES, LLC
103811
WYNSTON HILL CAPITAL, LLC
103811
AZUREST PARTNERS LLC
NONE
WYNSTON HILL CAPITAL, LLC
103811
DENNIS RIORDAN
2412563
WYNSTON HILL CAPITAL
103811
WYNSTON HILL CAPITAL
103811
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2020-05-15
D
$2,148,354.00
No
$0.00
No
2019-02-11
D/A
$187,800.00
No
$0.00
No
2017-09-26
D
$0.00
No
$10,937.00
No
2017-04-20
D
$53,750.00
Yes
$0.00
No
BLUE SAND SECURITIES AND WYNSTON HILL CAPITAL SECURITIES, LLC ALSO RECEIVED OPTIONS TO PURCHASE A NUMBER OF SHARES OF THE COMPANY AT AN AGREED UPON PRICE.
2016-02-16
D/A
$15,750.00
Yes
$0.00
No
2015-12-17
D
$7,000.00
Yes
$0.00
No
2014-01-15
D/A
$97,500.00
Yes
$0.00
No
PLACEMENT AGENT WILL RECEIVE CASH EQUAL TO 10% OF THE GROSS PROCEEDS RAISED AND WARRANTS TO PURCHASE 10% OF THE TOTAL NUMBER OF SHARES OF COMMON STOCK SOLD IN THE OFFERING, EACH SOLELY WITH RESPECT TO INVESTORS INTRODUCED BY THE PLACEMENT AGENT.
2013-07-09
D
$25,000.00
No
$0.00
No
PLACEMENT AGENT WILL RECEIVE CASH EQUAL TO 10% OF THE GROSS PROCEEDS RAISED AND WARRANTS TO PURCHASE 10% OF THE TOTAL NUMBER OF SHARES OF COMMON STOCK SOLD IN THE OFFERING, EACH SOLELY WITH RESPECT TO INVESTORS INTRODUCED BY THE PLACEMENT AGENT.
2013-06-25
D
$629,306.00
No
$0.00
No
2013-03-04
D/A
$1,457,000.00
No
$0.00
No
2013-03-04
D/A
$1,457,000.00
No
$0.00
No
2013-01-29
D
$25,000.00
Yes
$0.00
No
PLACEMENT AGENT WILL RECEIVE CASH EQUAL TO 10% GROSS PROCEEDS RAISED IN THE OFFERING AND WARRANTS TO PURCHASE NUMBER OF SHARES OF COMMON STOCK EQUAL TO 10% OF THE TOTAL NUMBER OF SHARES OF COMMON STOCK SOLD IN THE OFFERING.
2012-05-25
D
$123,125.00
No
$0.00
No
CASH FEE OF 10% ON GROSS PROCEEDS, WARRANTS TO PURCHASE COMMON STOCK EQUAL TO 10% OF THE NUMBER OF SHARES SOLD WITH THREE-YEAR CASHLESS EXERCISE RIGHT, PLUS COMMON STOCK CORRESPONDING TO SPECIFIED PERCENTAGE OWNERSHIP OF UP TO 9.9% OF THE COMPANY-S EQUITY
2012-02-13
D
$0.00
No
$162,252.00
No
2011-10-21
D/A
$0.00
No
$312,000.00
Yes
2011-10-21
D
$0.00
No
$312,000.00
Yes
2011-03-04
D
$1,950,000.00
Yes
$0.00
No
REPRESENTS 5% OF THE TOTAL CASH OFFERING AMOUNT OF $39,000,000. NO COMMISSIONS WILL BE PAID ON THE CONVERSION AND EXERCISE OF OUTSTANDING NOTES AND WARRANTS.
2010-04-07
D
$500,000.00
Yes
$0.00
No
REPRESENTS 5% OF THE TOTAL OFFERING AMOUNT OF $10,000,000.
2009-11-16
D
$630,000.00
No
$0.00
No
2009-11-16
D/A
$750,000.00
Yes
$0.00
No
REPRESENTS 5% OF THE TOTAL OFFERING AMOUNT OF $15,000,000.
2009-10-22
D/A
$750,000.00
Yes
$0.00
No
REPRESENTS 5% OF THE TOTAL OFFERING AMOUNT OF $15,000,000.