Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FIRST ALLIED SECURITIES, INC.
32444
MAURICE W. MCKINNEY
1036808
CONCORDE INVESTMENT SERVICES, LLC
151604
MAURICE W. MCKINNEY
1036808
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2017-11-20
D/A
$906,329.00
Yes
$0.00
No
2017-11-03
D/A
$906,329.00
Yes
$0.00
No
2017-10-10
D/A
$906,329.00
Yes
$0.00
No
2015-09-29
D/A
$2,959,329.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2015-09-09
D/A
$2,959,329.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2015-08-24
D/A
$2,959,329.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.