Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

GROWTH CAPITAL SERVICES, INC.
124658
BRENDA SUE SMITH
1036295
BRENDA SMITH
1036295
GROWTH CAPITAL SERVICES, INC.
124658
BRENDA SUE SMITH
1036295
PICKWICK CAPITAL PARTNERS, LLC
130672
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$0.00
No
$0.00
No
PLACEMENT AGENTS WILL BE COMPENSATED UNDER A FORMULA BASED ON A PERCENTAGE OF ISSUER-S MANAGEMENT FEE AND CARRIED INTEREST, TAKING THE INTERNAL RATE OF RETURN INTO ACCOUNT. VERY ROUGHLY, INVESTMENTS OF $20MM MAY RESULT IN ABOUT $1.2MM IN COMMISSIONS.
D/A
$0.00
No
$0.00
No
PLACEMENT AGENTS WILL BE COMPENSATED UNDER A FORMULA BASED ON A PERCENTAGE OF ISSUER-S MANAGEMENT FEE AND CARRIED INTEREST, TAKING THE INTERNAL RATE OF RETURN INTO ACCOUNT. VERY ROUGHLY, INVESTMENTS OF $20MM MAY RESULT IN ABOUT $1.2MM IN COMMISSIONS.
D/A
$7,700.00
No
$116,000.00
No
D
$50,000.00
Yes
$0.00
Yes
UP TO 2.5% OF CAPITAL RAISED MAY BE PAID IN SALES COMMISSIONS OR FINDERS FEES, AMOUNT MAY VARY.