Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FIRST ALLIED SECURITIES INC.
32444
JOHN MONTGOMERY
1033543
FIRST ALLIED SECURITIES INC.
32444
JOHN MONTGOMERY
1033543
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2011-11-29
D/A
$165,566.00
No
$0.00
No
2011-11-21
D/A
$165,566.00
No
$0.00
No
2011-10-31
D/A
$92,801.00
No
$0.00
No
2011-10-05
D/A
$65,660.00
No
$0.00
No
2011-09-30
D/A
$58,584.00
No
$0.00
No
2011-09-16
D/A
$47,830.00
No
$0.00
No
2011-08-29
D/A
$34,443.00
No
$0.00
No
2011-08-01
D/A
$29,462.00
No
$0.00
No
2011-03-16
D/A
$769,889.00
No
$0.00
No
2011-03-07
D/A
$728,681.00
No
$0.00
No
2009-08-04
D/A
$257,651.00
Yes
$0.00
No
2009-08-04
D/A
$546,110.00
Yes
$0.00
No
2009-08-04
D/A
$902,008.00
Yes
$0.00
No
2009-07-22
D/A
$366,576.00
Yes
$0.00
No