Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

SW FINANCIAL
145012
MARTIN ALLAN BARTH
1030462
NI ADVISORS
134502
MARTIN ALLAN BARTH
1030462
Companies
Company Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$1,336,419.00
Yes
$0.00
No
D/A
$7,098,393.00
Yes
$0.00
No
D/A
$5,302,325.00
Yes
$0.00
No
D/A
$4,437,461.00
Yes
$0.00
No
D/A
$5,571,207.00
Yes
$0.00
No