Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CLARK SECURITIES, INC.
43803
STEPHEN KAUFMAN
1022273
VALMARK
31243
STEPHEN KAUFMAN
1022273
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2022-10-11
D/A
$40,000,000.00
No
$0.00
No
2020-12-22
D/A
$40,000,000.00
No
$0.00
No
2019-12-20
D/A
$40,000,000.00
No
$0.00
No
2018-12-19
D/A
$40,000,000.00
No
$0.00
No
2017-12-20
D/A
$40,000,000.00
No
$0.00
No
2017-04-11
D/A
$439,501.00
No
$0.00
No
2016-12-19
D/A
$40,000,000.00
No
$0.00
No
2016-12-19
D/A
$40,000,000.00
No
$0.00
No
2016-03-22
D/A
$386,102.00
No
$0.00
No
2015-12-11
D/A
$40,000,000.00
No
$0.00
No
2015-03-30
D/A
$311,000.00
No
$0.00
No
2014-12-15
D/A
$40,000,000.00
Yes
$0.00
No
2014-08-13
D/A
$40,000,000.00
Yes
$0.00
No
2014-04-15
D/A
$235,072.00
No
$0.00
No
2013-12-13
D/A
$40,000,000.00
Yes
$0.00
No
2013-05-16
D/A
$40,000,000.00
Yes
$0.00
No
2013-05-16
D/A
$250,804.00
No
$0.00
No
2012-12-20
D/A
$40,000,000.00
Yes
$0.00
No
2012-11-15
D/A
$40,000,000.00
Yes
$0.00
No
2012-07-09
D/A
$30,000,000.00
Yes
$0.00
No
2012-05-01
D
$81,729.00
No
$0.00
No
2012-03-21
D/A
$25,000,000.00
Yes
$0.00
No
2011-12-02
D/A
$20,000,000.00
Yes
$0.00
No
2011-11-15
D/A
$20,000,000.00
Yes
$0.00
No
2011-07-28
D/A
$20,000,000.00
Yes
$0.00
No
2011-04-11
D/A
$20,000,000.00
Yes
$0.00
No
2010-12-14
D/A
$20,000,000.00
Yes
$0.00
No
2010-10-26
D/A
$20,000,000.00
Yes
$0.00
No
2010-07-22
D/A
$20,000,000.00
Yes
$0.00
No
2010-04-06
D/A
$20,000,000.00
Yes
$0.00
No
2009-12-01
D/A
$20,000,000.00
Yes
$0.00
No
2009-06-02
D/A
$6,000,000.00
Yes
$0.00
No