Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FINANCIAL ADVISERS OF AMERICA, LLC
142170
ROBERT C. BAILING
1018851
Companies
Company Name
BERKELEY CAPITAL TRUST INC
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2011-12-30
D/A
$2,500,000.00
Yes
$0.00
No
2010-06-03
D/A
$2,500,000.00
Yes
$0.00
No
2010-04-02
D/A
$2,500,000.00
Yes
$0.00
No
2010-02-26
D/A
$2,500,000.00
Yes
$0.00
No
2010-02-10
D/A
$2,500,000.00
Yes
$0.00
No
2009-12-30
D/A
$2,500,000.00
Yes
$0.00
No
2009-11-20
D/A
$2,500,000.00
Yes
$0.00
No
2009-11-10
D/A
$2,500,000.00
Yes
$0.00
No
2009-09-11
D/A
$2,500,000.00
Yes
$0.00
No
2009-08-14
D/A
$2,500,000.00
Yes
$0.00
No
2009-07-16
D/A
$2,500,000.00
Yes
$0.00
No
2009-05-15
D/A
$2,500,000.00
Yes
$0.00
No
2009-04-21
D
$2,500,000.00
Yes
$0.00
No